Political Activism and the Cost of War in Film

Since its inception in the late 19th century and early 20th, film has been an art form that sought to appeal to both the rich and the poor, allowing the educated rich to appreciate its high art aspects of mise-en-scène and the less educated poor to appreciate its entertainment value and storytelling. Due to this shared interest, filmmakers were able to present themes and commentaries to the masses that both the rich and the poor would be able to understand. This, by nature, allowed these artists to use current events to portray their beliefs through film. As a result, political events or societal traumas were directly addressed in film, as well as the commentary attached to them. Certain genres are able to address these, such as science fiction beginning with Fritz Lang’s Metropolis, which addressed Lang’s fears of industrialization. Science fiction allowed auteurs to create hypothetical future societies that either exaggerate, eliminate, or exploit aspects of society in order to draw attention to them and comment on them directly. Directors such as Hayao Miyazaki or Jonathan Glazer use the conventions of science fiction as a genre to comment on environmentalism and gender expectations, respectively. These conventions blend with German expressionism to form magical realism, which synthesizes the fantastic and the grounded in order to convey themes about mental states or inner emotions. Magical realism is a subset of a much larger umbrella of realism, which also includes biological realism and Italian neorealism, embodied by Isao Takahata and Vittorio de Sica in order to comment on life in their societies, respectively. Biological realism, as defined by Marc Steinberg in Animating Film Theory, is reflective of the aspects of a “fleshly, physical body that can bleed, die, and have sexual relations,” (Steinberg, 291). By this, he defines it as a body in film responding to stimuli in a way that a natural, real human body would. He defines biological realism in the realm of anime; however, it carries over into live-action films to a lesser extent, traditionally through emotional responses. Italian neorealism as a subgenre of film is characterized by on-site filming, largely unprofessional actors, but generally is defined by a documentary-like depiction of real life in a real place, though the events on film are fiction. These events are, by genre convention, impacted by the outside stimuli of the location in which they are filmed, allowing the viewers to feel natural and incorporated into a scene.

The combination of these forms of realism are generally used to comment on fictional or real societies that suffer from similar problems to the auteur’s society. By extension, these films tend to reflect political traumas that occurred in a country. The easiest of these traumas to find in film is war, which impacts a wide variety of cultures and peoples over generations. The consequences of war are placed upon the backs of the bystanders, and film represents this using realist techniques. Two populations whose film best embodies the impact of war on their way of life are the Japanese, bearing the burden of the nuclear bombings and the other Allied air raids; and the Germans, whose way of life was changed drastically through the imposition of the Berlin Wall and the subsequent wealth disparity. Regardless of the deplorable actions of the two countries’ governments, their population faced hardships as a result of war, and this must be considered on a human level. Although these traumas were defined by specific dates, the impact is not, allowing for films long after the actual events occurred to address its impact. Through the use of realist techniques, Japanese and German auteurs sought to convey the national traumas they experienced as a result of war, and to urge their public or their governments to address these appropriately.

Japanese postwar film is heavily focused on the cultural identity crisis that arose as a result of the nuclear bombings, which established a divide between the generation that lived through it and the generation that was born after it. This divide between generations is further fueled by the rapid change from what can be seen as traditional values to the new industrialism of the West imposed on Japan. Many films, like Paul Schrader’s Mishima: A Life in Four Chapters or Nobuhiko Obayashi’s House therefore focus on this departure and the resulting difference between generations, calling for a return to these values. Films such as Yasujiro Ozu’s Tokyo Story and Akira Kurosawa’s Kagemusha focus on this generational divide and seek to rectify it by showing the consequences of this departure through poignant imagery. While these films address the human cost of the bombings, many films choose to focus solely on it, such as Shohei Imamura’s adaptation of the Masuji Ibuse novel Black Rain. Due to the graphic nature of the subject material, however, these themes are easiest to accomplish in anime. Anime, as described by Bruce F. Kawin in his revision of Gerald Mast’s A Short History of the Movies, “meant giving Japan an epic cinema charged with conservationist messages while deepening their treatment of character” (Kawin, 326). These films largely focus on the bombs’ impact on children, and by extension subvert the perception of innocence. Examples of this would be Katsuhiro Otomo’s Akira, Hayao Miyazaki’s Princess Mononoke, or Isao Takahata’s Grave of the Fireflies. Though the subject material connects the films through a focus on generational divide, the connection between them is primarily the use of realism in depicting the tragedy and its effects on the Japanese public. In Tokyo Story, it is the meditative stillness through which the viewer sees industrialization and its toll on family relations, contrasted by the brusqueness and allegory of Kagemusha. In anime, it is the varying degrees of literalizing the events, from the abstract symbolism of Princess Mononoke, some shared by Kagemusha, to the grounded heartbreak of Grave of the Fireflies. No matter how literal, however, Japanese film uses realist technique, or a subversion of it, to examine the effects of the nuclear bombing on the postwar development of Japan.
In the case of the science fiction Princess Mononoke, Miyazaki chooses to subvert realism, preferring to instead focus on symbolism to tell the story. Rather than abiding by the confines of biological realism, certain characters are imbued with powers or other attributes while injured, with expectations of how a body will respond to stimuli being intentionally avoided to make a point about anger. The story revolves around the character of Ashitaka saving his village from a boar god, becoming injured and cursed with a physical representation of rage that grows as he traverses the increasingly violent and selfish world in search of a cure. As he travels, he encounters a war between the modern warlord Lady Eboshi and samurai Lord Asano, who war over iron and gold. In this war, they seek to behead the Great Forest Spirit to gain immortality. They succeed in this endeavor, using a gun to do so, but this action causes apocalyptic damage to the environment until its head is returned to its body.

In this film, beheading and other physical ailments do not result in death for Ashitaka and the Great Forest Spirit. They result in vengeance. In Japanese film, guns are used to represent Western weaponry, or more specifically the atomic bomb. When this weapon is used against the spirit of nature, it results in massive damage to the environment and those who live in it. This intentional defiance of realism is used to comment on war’s devastation of the environment and the consequent impact on humanity. In the wake of its death, the Great Forest Spirit ventures out of the forest into Lady Eboshi’s town, destroying it and the livelihood of everyone that lived within it. When the head is returned, the Great Forest Spirit is appeased and reverses the burning of the city and of nature, but replaces it with overgrowth, representative of a society being unable to be made whole again in the wake of such a large-scale tragedy. In regards to the atomic bombings of Japan, specifically, Miyazaki uses the vengeful essence of the beheaded Great Forest Spirit as a symbol for the devastation of such a weapon and the unintended consequences of using it. Although the Spirit’s burning stopped, the remains of Eboshi’s town are fundamentally altered and cannot be rebuilt the same way. Through Princess Mononoke, Miyazaki presents an intentionally unreal representation of Japan after the bombing and its inability to rebuild itself in the image of traditional values, or cope with the bombs’ lasting impact on its environment.

Similarly to Princess Mononoke, Otomo’s Akira focuses on the lasting impact of the nuclear bombing, specifically in this case on the youth of the post-bombing generation. The main characters of this film are teenage members of a biker gang. One member, Tetsuo, becomes psychic as a result of an accidental encounter with a psychic child while out on a raid with the gang leader, Kaneda. He is captured by the government of Neo-Tokyo and experimented on, becoming increasingly power-hungry and mutated in the process. Eventually, he frees himself and seeks out Akira, the source of the initial explosion. He mutates into an all-consuming mass before being drawn into a singularity to create a new parallel universe, while this singularity destroys Neo-Tokyo, floods its remains, and causes more people to become psychic mutants.

Throughout the film, Otomo focuses primarily on the negative effects on the youth of Neo-Tokyo, those who have been given psychic abilities as a result, subjecting them to discrimination and endless testing. This is a deliberately unreal choice, like that of Princess Mononoke, done to make the physical effects of the bombings easily understood. In Akira’s case, the explosion that devastated Tokyo irradiated children, causing their government to kidnap them and run tests on them. These children’s quality of life, through no choice of their own, had been permanently altered by a devastating event that they weren’t old enough to remember. The result of the first explosion was a rebuilding of the city, but one permanently stunted by the devastation it experienced and the need to come to terms with the impact it had on the citizens of Tokyo. The second explosion that devastated the city is shown both irradiating another young generation and, like in Princess Mononoke, causing irreparable damage to the city that would have to be overcome. Otomo uses the example of mutated children in Akira to present a poignant view of the effect that war has on children, not just governments. Unlike Princess Mononoke with its limited realism, this film uses a form of biological realism to show the effects that radiation have on the human body, while the effects on the mind are not biologically realistic. In relation to the nuclear bombing, he presents a partially unreal examination of the effect that radiation has on younger generations over time and the socioeconomic issues that result from needing to rebuild a society.

Like both Princess Mononoke and Akira, Kurosawa’s Kagemusha is focused on the division of Japan between generations as a result of the bombings; however, unlike both, this film is not science fiction, preferring to draw a parallel between the postwar generational divide and the division of feudal Japan, as well as the parallel between the bombings and the Battle of Nagashino. In Japanese Cinema: texts and concepts, D.P. Martinez writes that one of Kurosawa’s other films, Rashomon “seems to reflect his own personal experience with the censors as well as the more general Japanese post-war experience, when much of what they had been taught to believe before was overturned by the new US-backed government” (Martinez, 114). This reflects Kurosawa’s tendency to focus on the postwar experience, doing more so in films like Kagemusha. Virginia Wexman writes about him in A History of Film, stating that “in his historical pieces,” such as Kagemusha, “he is always commenting on contemporary life, and the concerns are profoundly social and moral”(Wexman, 181).This film is a historical drama, focusing on a warring feudal lords Takeda Shingen, Oda Nobunaga, Tokugawa Ieyasu, and Uesugi Kenjin. The former is killed by a sniper, prompting his generals to place his peasant double in his position, who is eventually usurped by Shingen’s jealous son Katsuyori. At the end of the film, Katsuyori leads the Takeda Clan’s samurai army into battle with Nobunaga, who is equipped with Portuguese weaponry. Katsuyori is quickly defeated and the double sacrifices himself, dying in the ocean while clutching their banner.

Written on this banner is an excerpt from Sun Tzu’s The Art of War, which reflects a balance of leadership: a belief held by the traditionalist Shingen. Katsuyori’s youthful vengeance disrupts this balance and ultimately leads to their army’s destruction at the hands of Western weaponry. For Kurosawa, the destruction of Japanese identity will be at the hands of not only the West, as was the case in Hiroshima and Nagasaki, but will be at the hands of a cultural movement away from Japanese traditional values as a result of these events. This film, made in 1980, reflects Kurosawa’s concern for Japan’s identity after seeing the results of its westernization. Kurosawa’s treatment of the decisive Battle of Nagashino served to evoke a powerful image of the nuclear bombings, as the viewers see waves of samurai attacking, but do not see the result until the battle is over. This sudden, jarring image of mass casualty served to bring the devastation of Hiroshima and Nagasaki into the mind of the viewers. In addition to a movement away from traditional values, Kurosawa also emphasizes the need for class unity, as Katsuyori’s refusal to bow to a peasant ultimately leads to his decision to engage in battle with Nobunaga. By grounding this film in reality and a historical event that the Japanese public would recognize, Kurosawa was able to compare the feudal division of Japan during the Sengoku period to the generational divide after the nuclear bombings. Through this focus on reality rather than allegory, he argues that a divided Japan–whether between class or age–leads to a dissolution of its tradition and its national identity. This, for Kurosawa, is as much a tragedy as the nuclear bombings.

Unlike the brash approach to the subject material that Kurosawa takes or the science fiction of Otomo or Miyazaki, Ozu focuses on using realism to show the impact that this generational divide had on the family dynamic of postwar Japan. This divide between traditional views of balance and patience, and modern busyness and industrialism is handled with delicacy, conveying its message using mise-en-scène and the dynamic between the elderly parents, their children, and their grandchildren. Ozu has a reputation for this, focusing much of his body of work on the modernization of Japan. Writing about another of his films, Alastair Phillips writes in Japanese Cinema: texts and concepts, “[It portrays] the modernity of the milieu of material fabric of the nation […] in one of the growing suburban landscapes that were becoming a feature of the peripheries […] due to the rise in [labor]-intensive heavy industries“ (Phillips, 29). In addition, Wexman writes that he “was concerned with the relationships between the traditional ways and the newer ones in a changing Japan […] not on a broad scale but within the intimacy of the family unit” (Wexman, 183). Due to the divide in generations between pre-industrial and industrial, Tokyo Story is the easiest to analyze by viewing each age group of the family unit by their generation rather than as individual characters, though they each have their own character arcs. In Tokyo Story the two grandparents decide to visit their children, which interrupts their busy schedules and prompts them to send their parents to a spa or sequester them upstairs rather than spend time with them. The pair decide to return home, at which time the grandmother passes away, causing the children to visit them to conduct their funeral rituals.Though the film’s plot is sparse of events, the meaning behind what happens on screen is told by its mise-en-scène, or as defined by Ed Sikov in Film Studies: An Introduction, “the expressive totality of what you see in a single film image” (Sikov, 5). One example of this is the height of the camera, positioned at kneeling height to simulate being in the scene. About this, Wexman writes that “his camera sits at seated eye level, as if taking part in a formal tea ceremony, unblinkingly observing two of his characters reacting to each other” (Wexman, 183). The “kneeling” camera, therefore, evokes the likeness of a Japanese tradition, fundamentally anchoring his films in familiar traditional values. Furthermore, characters look into the camera when conversing to incorporate the viewers into the conversation, and to allow the viewer to read the characters’ faces in addition to interpreting their words. When the grandparents are at their children’s home, the first floor is reserved for their businesses or otherwise closed off, with walls or shutters taking up the majority of the screen. The grandparents’ home, however, has an open floor plan, with a camera position in the dining room revealing the entirety of their home, concluding in an open window that they speak to their neighbor through. This contrast between reservation and openness is intercut throughout by shots of industrial parks and other representations of societal change. Moreover, this film does not outright address the nuclear bombings, instead holding it inside. The main tragedy in the film, the death of the grandmother, is not mourned by her husband. Instead, although the audience understands that he is hurt, he is shown stoic and unchanged, gazing into the sunset at the end. This film is layered with hushed disappointment, reflecting the peace of the older generation and refusal to let their inner turmoil negatively affect those around them. This decision critically impacts the tone of the film, instilling within the viewer a profound sadness for the elderly generation, who are disconnected from their tradition and their families due to the rapid pace of a newly industrialized Japan. Unlike films like Princess Mononoke or Kagemusha, this film chooses to forgo feelings of anger for the loss of traditional Japan in favor of nostalgic sadness. This film focuses on various disappointments hidden by the members of each generation, using this feeling of disappointment not to comment on the bombing and its generational divide outright, but rather to express the sun setting on the Japan that Ozu knew and loved in favor of a Western Japan. For both Ozu and Kurosawa, the tragedy of the bombings is equal to the loss of Japanese identity, though Ozu handled this with the stillness embodied by his generation’s values.

While Miyazaki and Otomo focus primarily on the destruction caused by nuclear weaponry, and Kurosawa and Ozu primarily focus on the shift away from traditional values as a result of the postwar westernization of Japan, Takahata combines the two philosophies through Grave of the Fireflies. The focus of this film is two siblings, Seita and Setsuko, who lose everything to Allied firebombing and struggle to survive alone in the ruins of Japan. According to Daniel Haulman writing for Air Power History in Winter 2018, Americans had developed napalm, or “jellied gasoline,” to use in firebomb raids against the Japanese, which he notes was effective due to Japanese cities being constructed more of wood and paper than masonry. According to official Army Air Forces and US Strategic Bombing Survey statistics he cites, 310,000 Japanese were killed in these raids, 412,000 were injured, and between 9.2 and 15 million were left homeless (Haulman, 41). Among the homeless were the two fictional main characters. This film opens with Seita starving to death and meeting his sister in the spirit world, before cutting to a scene of him and his sister alive, gathering their belongings and fleeing to a bomb shelter. Their hometown is firebombed, mortally wounding their mother. Seita, much older than his sister, sees his skinned mother die in a makeshift hospital before he and his sister move in with their aunt. Due to a shortage of rations, she kicks them out to fend for themselves, and they resort to theft in order to survive. Before long, their food runs dry and Setsuko dies of starvation on screen before the scene is immediately cut to show Seita cremating her, concluding the film.

Taking after Tokyo Story, this film uses grounded realism to focus on the tragedy of Allied bombing particularly its effect on children. Nothing about this film is dramatized, based entirely on a short story of the same name written by a firebombing survivor, Akiyuki Nosaka, detailing his experience and rarely deviating from it. The siblings’ mother was shown killed by napalm early on in the film, the first instance in which the children have to rapidly move on from tragedy in order to survive. Her death was not initially revealed to Setsuko, only later revealed by her aunt. Throughout the film, humans are compared to insects in order to scale down their actions in the wake of the devastation of their hometowns. In one scene, Setsuko is shown toying with ants carrying food into holes, symbolic of the survivors digging up the food they had stored for after the raid and moving from underground bunker to underground bunker. In a later scene, Setsuko is shown burying a large quantity of fireflies, which they had gathered earlier to light up their bunker. Although she is a toddler, she explains this act by comparing it to a mass grave, in which their mother is buried. This comparison of human carcasses and dead fireflies presents a stark image of lights of hope and potential snuffed out by something beyond their control. This is further elaborated on later in the film, when Setsuko is shown dying of starvation. In this scene and the scene of their mother dying, despite this film being animated, it employs biological realism to show how bodies react to certain stimuli. This realism results in a haunting image of tragedy and human suffering, not to argue against war, but to simply show the human cost of it. This cost is shown in the other films as well; however, this film primarily focuses on the loss of human life rather than a way of life or environmental factors that would impact generations over time.

Overall, Japanese film is imprinted with the lasting effects of the nuclear bombings, whether literal or symbolic. Their effect on the environment, as shown in both Princess Mononoke and Akira is made clear, shown as a devastating event that will inevitably last beyond the present generation. In these, due to being animated, this is largely done through symbolism and allegory, with Akira increasing the realism to show radiation’s effect on the human body. The bombings representing the causes of a rapid cultural shift in Japan from traditional values to western industrialism–as shown in Akira, Kagemusha, and Tokyo Story–is clear, presented traditionally as a conflict between generations or as a lasting stain on the development of these generations. In Akira, the effect of an explosion is shown as a rebuilding of Tokyo marred with violence and corruption, representative of a fundamentally changed cultural identity. In Kagemusha, this is shown as a difference between older values of stillness and younger values of rapid change causing Japan to essentially self-destruct, perpetuated by the dropping of the bombs. Because Kagemusha focuses on a historical event as an allegory for the bombings, this realism presents a poignant image to the Japanese public that calls them to unite under traditional values rather than lose who they are as a nation. In Tokyo Story, the realism is primarily present in the pacing, purposely using long shots to present a more real-time sequence of events, in addition to placing the camera at kneeling height to incorporate the viewers into the scene. This allows the commentary of the film, the feelings of silenced loss for the Japan that Ozu grew up in, to resonate with the viewers. This loss is elaborated on in Grave of the Fireflies, the film that is most focused on using realism to convey its emotional impact. The biological realism of the film, as well as it being a true story, absorbs the viewer into the tragedy, showing realistically how humans were impacted by Allied air raids.

Like postwar Japan, postwar Germany was marred by widespread political turmoil and human suffering, particularly due to the imposition of the Berlin Wall separating Germany into, essentially, prosperity and poverty. The Wall is the subject of much of postwar German political film, which is largely devoted to calling on Germans to tear the wall down and reunite. As is the case in postwar Japanese film, postwar German film is primarily focused on national division and the need to unite to overcome the consequences of war. These consequences in many films are embodied by the wealth disparity between West and East Germany, with many East Germans living in poverty. Many of these films, like Heiner Carow’s The Legend of Paul and Paula and Tom Tykwer’s Run Lola Run execute this through magical realism, a juxtaposition between the ideal and the neo-real that, like science fiction, serves to remove or exaggerate issues in society in order to draw attention to them. Films such as Wolfgang Staudte’s Murderers Among Us or Gerhard Klein’s Berlin: Schönhauser Corner take after Italian neorealism, the former being filmed in the rubble of Berlin and the latter using nonprofessional actors and location shooting in East Germany, in order to highlight the impoverished ruin that East Germans lived in. Films such as Rainer Werner Fassbinder’s The Marriage of Maria Braun, Florian Henckel von Donnersmarck’s The Lives of Others, or The Legend of Paul and Paula use characters to represent different countries or portions of Germany in order to simplify the issues present in a divided country and solve them on a symbolic level. On the whole, German film tends to use Italian neorealism, magical realism, or synecdoche in order to convey a message about unifying Germany and the impact of the Wall on the economic status of those who live in each side.

With The Legend of Paul and Paula, Carow uses the two main characters to represent East Germany’s bourgeoisie and its impoverished, as well as to represent East and West Germany. While it was banned upon release due to its criticism of East Germany’s inability to cope with its impoverished or non-conforming public, the free-spirited Paula allowed the East German public a figure to identify with, forcing its release to be made public. Paul is a well-to-do businessman, representing wealthier East German society, while Paula is an impoverished worker, shoveling coal and recycling bottles to make a living for herself and her children. The two live across from each other, Paul living in a high rise and Paula living in a derelict apartment, soon to be torn down and replaced. They meet and fall in love until her love for him distracts her from her children and one of them is killed in a car accident. They fall out and Paul actively pursues her, resulting in him breaking down her door and embracing her. She conceives a child with him ignoring her doctor’s warning that doing so will kill her, concluding the film with Paul as a widowed father to her two children.

The film’s use of the two titular characters works on both a small and large scale, applying both to wealth disparity in East Germany, and in Germany as a whole. On the East German level, Paula is the haunting image of a failed socialism, the thorn in East Germany’s side. She represents the worker that socialism left behind, living in a derelict building from before the war, which is soon to be destroyed. Their history is being erased and rebuilt, but her poverty forcing her to live in it keeps it at the forefront of the new Germany. It represents a stagnation for Carow, as Paula ultimately sacrifices herself and her free spirit to fit the “normal” image of a German woman. Throughout the film, she has surreal visions of life with Paul, a staple of magical realism, used to show the yearning for her familial tradition as her future through the lens of someone with an imagination. Reinhard Zachau writes about this film in German Culture through Film, stating that while East German women’s emancipation had been required by socialism, including that of Paula, “East Germans were yearning for normalcy, as the eager reconnection with West Germany in 1989 showed” (Zachau, 152). Though this is the case, the reunion of Paul and Paula symbolizes the new, well-to-do Germany uniting with a freedom of expression that was echoed across the world in the late 1960s and early 1970s. This was Carow’s ideal East Germany, accepting the modern socialist economic policies and imbuing them with freedom of expression. On a larger scale, especially within the context of German reunification film, The Legend of Paul and Paula also functions to suggest the reunification that was favored by the public at the time. The wealthier Paul breaking down the door between them and forcefully embracing Paula despite her poverty suggests the wealthier West Germany breaking down the wall between them and embracing the impoverished East Germany, further synthesizing their cultures and their freedoms. Ultimately Paula’s building is torn down and she dies in childbirth symbolizing not only the symbolic death of poverty, but the creation of a new life, a living synthesis of both halves of Germany at both the micro and macro levels.

Similarly to The Legend of Paul and Paula, Tykwer’s Run Lola Run uses magical realism in the form of Lola’s voice, which can change a series of events in her favor, symbolizing the ability to create an ideal outcome using willpower. For Germany, Tykwer uses montage to connect parts of Berlin from former West and East Germany, spatially connecting them in order to convey a message of German unity to ensure a future that benefits them all. In this film, Lola and her boyfriend Manni lost 100,000 marks that they owe to their drug dealer, and have to come up with it in twenty minutes. In the first segment, she asks her banker father for money but doesn’t succeed, leading Manni to hold up a store, getting Lola killed in the process. Through her willpower, she is able to relive the previous twenty minutes and change the course of events, leading to her holding up the bank and Manni getting killed in the store. Again through willpower she relives the previous twenty minutes, goes to a casino, and uses her will to win 100,000 marks, Manni trades his gun for the original bag containing his money, allowing both to survive.

In The Legend of Paul and Paula, the realism is used to show only Paula’s poverty, in an Italian neorealist fashion. In this film, it used to unify Germany by showing geographically distinct areas across Berlin as one straight route that Lola takes on her run. Discussing this, Margit Sinka writes in German Culture through Film that Tykwer “forcibly merges areas scattered throughout Berlin, creating […] spatial unity where none exists.” Furthermore, she likens Lola to Tykwer, stating that like Lola’s journey showing her ability to use her voice “to create a world pleasing to her, Tykwer creates a Berlin pleasing to him” (Sinka, 263). Unlike the magical realist fantasy sequences in The Legend of Paul and Paula, the magical realism of Run Lola Run is toned down, exclusively using her voice to represent her human willpower. Through this will, she is able to not only reach a future that benefits both herself and Manni, but use a legal channel to earn the money. In the film, it is never established which portion of the Berlin population each character is, but thematically they represent one half of the formerly divided Berlin. By making morally and legally “wrong” choices, each one is killed to represent one side of Berlin’s still-divided population being politically subjugated by the divisive decisions of the other. In the third segment, Lola is shown using her voice to get her way, symbolic of her using her voice as a voter to make the morally just decision. Discussing this, Sinka writes that Lola succeeds “because of her ability to make decisions and her talent to forge ahead, exactly the ability her banker father and many other Berliners lack” (Sinka, 265). She is able to legally obtain her money, with this morally right decision committed through her willpower as a citizen. In addition, Manni was able to trade a gun, violence, for his money from the man who found the lost bag. Again, through a legal barter, they were able to obtain the money and survive. Through this act of will, both sides of Berlin are able to prosper, concluding the film with a shot of the two arm-in-arm walking away from the meeting place with 100,000 marks.

The magical realism of The Legend of Paul and Paula and Run Lola Run is further toned down for Fassbinder’s The Marriage of Maria Braun; however, it follows in their tradition of using characters to represent sides of the Wall and countries as a whole in order to tell German postwar history and convey his views on the ails of West Germany. Like films such as Peppermint Candy and Forrest Gump for South Korea and America respectively, this film centers on a character that represents their home country and its character arc, in this case West Germany. Maria is shown marrying her husband, Hermann, during an Allied bomb raid before he returns to the front where he is supposedly killed. After the war, Maria works as a bartender in an American-populated bar where she falls in love with an American man. While they have sex, Hermann appears and she kills the American in favor of him. He takes the blame for the murder, going to prison. While he is in prison, Maria works to save up for their house, becoming the mistress of a wealthy Frenchman. She becomes a ruthless businessperson, obtaining a large sum of money and buying a house. When the Frenchman dies, she and her recently-arrived husband inherit his wealth, but she leaves their gas stove on and lights a cigarette, killing them both with questionable intent.

Maria’s love life after her husband’s disappearance in the war represents West German reliance on Western powers for help, with each character a synecdoche for their country of origin. When her husband returns and she has her own house, an independent German nation, she finds that she is unable to sustain a life with him, making a decision that kills them both. Her identity through the course of the film had changed so drastically that she found that when she reunited with her other half, she was unable to make a decision that benefitted the both of them, though she had been able to with the other Westerners. This is symbolic of Fassbinder’s fears of reuniting, though he was in favor of it. He was afraid that West Germans had lost their identities, forming emotional coldness at the expense of economic success, and would not be able to recover it when East Germany came to rely on it, afraid that the leadership of his country would be unable to support them. In addition to this, it is also suggested that the explosion was accidental and a result of her newfound forgetfulness, symbolic of Germany forgetting its past, causing Fassbinder to show German history for the public through Maria. Her death is a victory for Germany in Fassbinder’s belief that the forgetful or emotionally cold West German is better off dead, which he conveys through using a German soccer victory on the television set in the ruins of their house. He concludes the film with still images of politicians, encouraging the West German public to take action to reclaim their German identity. Discussing this in German Culture through Film, Zachau writes that “this ambiguous ending also seems testimony to Fassbinder’s own admission that if there were no hope to permanently changing Germany’s political system, he would give up trying” (Zachau, 192). This film is not only a rumination on West German politics but, like Tokyo Story, a political warning that German culture will be lost unless their public reclaims it in time for the reunification.

Like The Legend of Paul and Paula, von Donnersmarck’s The Lives of Others focuses on the process of disillusionment within East Germany regarding their government, a sentiment reflected by his parents in East Germany. Von Donnersmarck uses expressionist techniques in order to convey the paranoia of living in Communist Berlin, incorporating the viewers into what East German life was like. This film centers on a Stasi officer, Wiesler, tasked to spy on a Socialist writer that the government believes to be working against the state. This film opens with Wiesler teaching a class on interrogation techniques before he shadows a playwright, Georg Dreyman, and is tasked to spy on him because he’s suspiciously Socialist. While spying on him, he falls in love with Dreyman’s girlfriend, Christa-Maria. After the suicide of a friend, Dreyman publishes an article about the government covering up their high suicide rate, leading the state to investigate further. Christa-Maria, a Stasi informant, sees him hiding the typewriter he used to write the article, leading the police to the hiding place later and causing her to kill herself over the guilt. After the fall of the Berlin Wall, Dreyman investigates his case and finds that Wiesler never told his superiors about their activities or about their feigned defection, which they used to test whether the apartment was bugged.

In expressionist fashion, Wiesler’s apartment is barren and angled to reflect the emotionally constrictive paranoia he has built his career upon; however, Dreyman’s life is filled with color and openness, though overshadowed by grey to reflect the freedom of thought present in his life being repressed despite him retaining purely Socialist sympathies. Discussing this, Zachau notes in German Culture through Film that “the entire movie looks as if the Stasi gray overshadows all aspects of life” (Zachau, 308). This color choice and duality is crucial to the film, as Wiesler’s projection of his philosophical insecurities onto Dreyman causes him to become aware of his position in the government and disillusioned to its prying nature, furthered by von Donnersmarck setting the film in 1984. This parallel runs throughout, as both focus on the downfall of an overbearing government and its impact on the freedom of the public. Despite being a slight exaggeration of the surveillance tactics used by the Stasi, as noted by various auteurs cited by Zachau, he states that it “will be the definitive portrayal [of East German life] for most people” (Zachau, 311). The grounded realism of this film, focusing primarily on silent surveillance activities and the lives of not only those living under surveillance, but those doing the surveilling, allows the viewer to become incorporated into the emotional tension of the time, despite it being a slight exaggeration. Though this film is fiction, the tension is not stylized but found in otherwise mundane tasks, echoing the impact of films such as Jeanne Dielman, 23 Quai du Commerce, 1080 Bruxelles which uses differences in minutiae to comment on the repetitive nature of life as a housewife. Films such as this allow the pacing to become deliberately slow, using real time to portray tedium in order to make social commentary, notably the opposite of science fiction. In this film, the social commentary is made through several instances in the film introducing tension by characters engaging in tasks such as having a simple conversation. Though having a conversation is relatively mundane, the image of Weisler listening intently in his apartment provides the suspense, allowing again for the viewers to understand the high stakes of any small task in an overbearing, seemingly-omniscient surveillance state.

In the neorealist fashion of Grave of the Fireflies, Staudte’s Murderers Among Us is filmed in the ruins of 1946 Berlin. This film, through its expressionist depiction of the reality of life in Berlin, represents a character study of an alcoholic veteran, Mertens, riddled with personal convictions and post-traumatic stress disorder, doing so to depict the mental state of the postwar German public as a whole. Staudte’s belief that the German public bore the burden of those who actually perpetrated the genocide is expanded upon in this film, using the character arc of the damaged Mertens to represent his ideal healing process for the bystander public. The secondary protagonist, Susanne, returns home from a concentration camp to find that her apartment had been bombed out, and like all apartments in postwar Berlin, inhabited by someone else. She and this inhabitant, Mertens, reluctantly decide to live together while he attempts to find work as a surgeon. He finds that his commanding officer, Brückner, lives in Berlin and seeks him out in order to kill him for the murders of dozens of innocent women and children. He meets him and goes for a walk through the ruins, and as he is about to murder him, he saves the life of a choking woman and has an epiphany, causing him to return to his previous employment as a surgeon. Despite this, he goes to Brückner’s Christmas Eve party, the anniversary of the massacre, and attempts to kill him but is stopped by Susanne. Due to this, he was able to return to himself and move on from his past involvement in the horrors of war.

This return, much to the chagrin of the later Fassbinder, represents Germany’s ability to move on from its war crimes. Although Fassbinder sees this with cynicism, as he believed that Germany hadn’t addressed them thoroughly enough, Staudte sees it as a necessary step in the healing process for the public as a whole. The poverty that the German public lived in after the war is shown in detail, with wide-angle landscape shots depicting the rubble of Berlin with haunting black-and-white color contrast, in classic German Expressionist fashion. In addition, the shots of Berlin’s rubble reflect the inner devastation of those that lived in it and the struggle to survive. Writing about this in German Culture through Film, Sinka writes that Staudte “linked the first postwar German film with the golden age of German cinema, resurrecting for the present the best German cinematic tradition” (Sinka, 120). This bridge across Nazi film represents Staudte’s wishes for the German public: to return to pre-Nazi German tradition and for the German public to forgive their own trespasses and move on. Due to this, the film’s ending with Mertens backing away from Brückner rather than killing him is a subject of controversy. Staude was unable to fund this film in West Germany, and resorted to seeking funding from East Germany. The Soviet government required him to change the ending from Mertens killing Brückner to the new ending in order to avoid the possibility of vigilante justice. Rather than being killed in vigilante justice, Brückner was brought to trial and arrested for his crimes. This reflects the German public’s self-forgiveness, accepting that their government committed war crimes, and allowing the new government to handle punishing the guilty parties. Appropriately, this film was released fourteen days after the conclusion of the Nuremberg Trials, symbolically aligning with Brückner’s arrest and Mertens’ epiphany. The traumas plaguing the German public were guilt, disunity, and crippling poverty, echoed through German film over decades. This film, unlike many German films since the end of World War II, focuses on all of them in detail through the two main characters and their struggles throughout the film. Due to this, Murderers Among Us presents a haunting foreshadowing of the divisive Wall that furthered these traumas and embedded them in each side, which films of both sides seek to rectify, including films long after its fall.

Due to its historically wide variance in ideology and traumas, the themes presented in German cinema are largely disconnected. Despite this, German film tends to reflect a disillusionment with their government, whether in West German film such as The Marriage of Maria Braun or in East German film such as The Legend of Paul and Paula. These films both focus on their respective governments’ inability to synthesize the two halves of Germany, represented in each through the use of characters as synecdoches. In the former, Fassbinder believes that West Germany had not addressed their history thoroughly enough and had become too emotionally disconnected to fully rejoin the East. In the latter, Carow believes that the two halves of both East Germany and Germany as a whole should be synthesized, but that they should address the wealth inequality first and return to societal progression in order to permit both self-expression, shown through Paula’s fantastical dream sequences and prosperity through the destruction of the past. This divide lasted long after the fall of the Berlin Wall, represented by Run Lola Run and The Lives of Others from 1998 and 2006, respectively. In Run Lola Run, Tykwer uses montage and a form of magical realism, in Lola’s voice, to spatially connect disconnected areas across Berlin to forge a Berlin that pleases him: one of unity and free-willed, forward-thinking Berliners. Unlike the magical realism of Run Lola Run, the blend of neorealism and expressionism allows the viewer to step into the lives of East German citizens and understand the repression they lived under. These two themes of disunity and repression are both incorporated into the 1946 Murderers Among Us, which uses Italian neorealism in order to show the poverty and destruction that East Germans had to live in. Not only does it address the poor living conditions of East Germany over time, echoed 27 years later in The Legend of Paul and Paula and 60 years later in the historical fiction of The Lives of Others, but it addresses the disunity among East Germans. This is shown through the concentration camp survivor and the guilty veteran haunted by his convictions, and this veteran is used to further address the disunity between postwar Germany and its past, shown 32 years later in The Marriage of Maria Braun. Overall, German film uses magical realism, a carryover from German expressionist prewar tradition, and Italian neorealism in order to show the cost of war on those that lived in Germany through the economic and societal impact of the Berlin Wall on Germany over time.

Both German and Japanese postwar cinema have historically used realist techniques in order to convey the living conditions of each society, often aligning in the handling of the subject material. The Italian neorealism of 1946’s Murderers Among Us and its depiction of living in inhospitable ruin gave way to the use of the same techniques in 1988’s Grave of the Fireflies. Magical realism and science fiction share many common techniques used to critique society and the ails of those that live in it, with films such as The Lives of Others representing in 2006 the lasting impact of events decades prior, akin to Akira or Tokyo Story. Generally speaking, these films represent vital aspects of film as an art form. It is the true embodiment of Richard Wagner’s term “Gesamtkunstwerk,” or total work of art, a synthesis of all other art forms–music, canvas art, theater, etc.–in order to bridge the gap between traditionally divided groups of society. Due to this, film has traditionally been able to convey important themes for its auteurs, especially wartime trauma. Fundamentally, war is between governments while their populace bears the burden of it. Although the crimes of both Japan and Germany during the Second World War are unforgivable and undeniable, their film culture reflects something deeper than this: the human cost of violence, independent of national allegiance. Justification of these penalties aside, film from these countries depicts the aspects of their lives that transcend the guilty governments and impact their ways of life for decades after. Through the use of realism directors like Ozu, Staudte, Kurosawa, Carow, and countless others were able to impact audiences within their countries to inspire change and progress. And by extension of this, their impact transcends time and resonates with modern audiences to understand their pain and to make changes relevant to today’s world. Their effect on art and on the world is undeniable, and it represents the beauty and importance of film as an avenue of self-expression and political activism.

Works Cited

Steinberg, Marc. Animating Film Theory. Edited by Karen Redrobe Beckman, Duke University Press, 2014.
Mast, Gerald, et al. A Short History of the Movies. Longman, 2007.
Sikov, Ed. Film Studies: an Introduction. Columbia University Press, 2011.
Phillips, Alastair, et al. Japanese Cinema: Texts and Contexts. Routledge, 2008.
Wexman, Virginia Wright. A History of Film. 7th ed., Allyn & Bacon, 2010.
Haulman, Daniel L. “Firebombing Air Raids on Cities at Night.” Air Power History, vol. 65, no. 4, Winter 2018, pp. 37–42. EBSCOhost, search.ebscohost.com/login.aspx?direct=true&AuthType=ip,shib&db=a9h&AN=134235215&site=ehost-live&scope=site.
Ozu, Yasujiro, director. Tokyo Story. Shochiku Co. Ltd., 1953.
Kurosawa, Akira, director. Kagemusha. Toho Co. Ltd., 1980.
Miyazaki, Hayao, director. Princess Mononoke. Studio Ghibli Inc., 1997.
Otomo, Katsuhiro, director. Akira. Toho Co. Ltd., 1988.
Takahata, Isao, director. Grave of the Fireflies. Studio Ghibli Inc., 1988.
Carow, Heiner, director. The Legend of Paul and Paula. Deutsche Film-Aktiengesellschaft, 1973.
Reimer, Robert Charles., et al. German Culture through Film: an Introduction to German Cinema. 2nd ed., Focus Publishing/R Pullins & Co, 2017.
Tykwer, Tom, director. Run Lola Run. Prokino Filmverleih, 1998.
Fassbinder, Rainer Werner, director. The Marriage of Maria Braun. Westdeutscher Rundfunk Köln, 1978.
von Donnersmarck, Florian Henckel, director. The Lives of Others. Buena Vista International, 2006.
Staudte, Wolfgang, director. Murderers Among Us. Deutsche Film-Aktiengesellschaft, 1946.

Lesbians, Babies, and Pabst Blue Ribbon: The Influence of Dr. Caligari on the Cinema of David Lynch

Beginning in Germany in the early 20th century, the Expressionist movement sought to convey the artist’s or characters’ inner emotions and desires through visual effect. In art, this is exemplified through Edvard Munch’s The Scream and Pablo Picasso’s Blue Period works. In film, however, expressionism was founded by Robert Wiene with his film The Cabinet of Dr. Caligari, released in 1920. Since it was released, countless directors have incorporated its style and themes into their work. Guillermo del Toro, for example, uses expressionism in his film Pan’s Labyrinth to show fantasy as a form of escapism for children under stressful circumstances such as war, in this case. Alex Proyas’ films Dark City and The Crow both take clear aesthetic inspiration from the town of Holstenwall. Guy Maddin’s My Winnipeg is a pseudo-documentary of his hometown and his family life, but uses expressionism to subvert the documentary structure and create an image of Winnipeg that he shows to be ensnaring but uniquely idyllic. The influence of The Cabinet of Dr. Caligari can also be seen in the works of the screenwriter Charlie Kaufman, such as Eternal Sunshine of the Spotless Mind and Synecdoche, New York which both feature distorted versions of reality through memory sequences and manipulation of time, respectively.

Though the influence of The Cabinet of Dr. Caligari can be seen in countless films over the last ninety years, the most prominent expressionist writer-director is David Lynch. Lynch directed ten films and a TV show, most of which prominently featuring dreamscapes or distorted versions of reality. Despite never having admitted to taking influence from The Cabinet of Dr. Caligari, at least four of his films take clear influence from its style, plot, and themes: Eraserhead (1977), Mulholland Dr. (2001), Blue Velvet (1986), and Inland Empire (2006). Because of The Cabinet of Dr. Caligari, David Lynch has been able to amass a body of work that not only upholds the legacy of 20th century expressionism, but transcends it to create his own modern form that will doubtlessly carry expressionism into the next generations of film.
The Cabinet of Dr. Caligari opens with two men seated together on a park bench as a woman, Jane (Lil Dagover), walks by. One of the men, Francis (Friedrich Feher), tells the other man that Jane is his fiancée and begins to tell a story. The film follows this story as it is told by Francis, beginning with a shot of Holstenwall’s jagged, compact buildings. Francis and his friend Alan (Hans Heinrich von Twardowski) are shown to be competing over Jane’s affection and planning to go to the town fair, which Dr. Caligari (Werner Krauss) is applying to showcase something in. The town clerk accepts Caligari’s application and is later found stabbed to death. Francis and Alan go to the fair and see Dr. Caligari’s spectacle: a somnambulist named Cesare (Conrad Veidt) that Caligari claims is omniscient. Alan asks Cesare how long he lives, to which Cesare responds “until dawn.” Alan is then found stabbed to death in the morning. Investigating his friend’s murder, Francis spies on Caligari and sees him sleeping beside Cesare’s coffin. During this investigation, Cesare breaks into Jane’s home and abducts her, causing an angry mob to chase him until he collapses, dead. Francis leads the police to Caligari’s sideshow, who find that the body in Caligari’s coffin is a prop. In the ensuing chaos, Caligari escapes to the asylum that he directs. Francis leads an investigation into him there, finding indisputable evidence and locking Dr. Caligari away. The film then cuts back to Francis and the older man on the bench, who both walk to Caligari’s asylum. It is then revealed that Francis, Jane, and Cesare are asylum inmates and that the story was entirely fictional, taking place in Francis’ dreams.

Eraserhead opens with a series of surreal images of a planet, a pool of water, and a sperm-like creature emerging from a man’s head and falling into the pool. The man, Henry Spencer (Jack Nance), is then shown walking home with groceries and speaking to his neighbor across the hall (Judith Anna Roberts) about a dinner date with his girlfriend, Mary X (Charlotte Stewart), that he’s about to miss. He goes to this dinner and meets Mary’s talkative father, and her mentally unstable mother who corners him, asking if he and her daughter had sex and forcing herself upon him. She tells him afterward that Mary had his child and they were being forced to wed. The two move into his apartment, which is covered in dirt, and care for their perpetually bandaged child. This child is identical to the creature that emerged from his mouth in the opening sequence, remaining inhuman and emitting a constant, shrill noise. Mary decides that she can’t handle the pressure of motherhood and leaves, leaving the fearful Henry to care for the child. Henry begins having visions of a woman that lives in his radiator (Laurel Near) killing sperm-like creatures. In the absence of his wife, he has sex with the woman across the hall and images reappear from the opening sequence. This is followed by an elaborate dream sequence containing the Lady in the Radiator, his child decapitating him, and his head being turned into erasers. Fearing that his child will kill him in real life, he cuts open the child’s bandages, revealing its organs. He then kills the child and the film shows another dream sequence in which the child’s head grows to fill the room, replaced by the planet from the opening sequence exploding and Henry walking into a light hand-in-hand with the Lady in the Radiator.

Lynch’s Eraserhead is the foremost expressionist film since the end of the Weimar Period in 1933. Released in 1977 after Lynch’s proposed 1970 expressionist film Gardenback was declined, Lynch sought to make a personal, introspective film about a man afraid of fatherhood and its responsibilities. Throughout the film, Lynch creates landscapes, characters, and situations that portray Henry’s various other fears and perceptions of his surroundings. For example, traditionally dusty areas of a house such as on top of a dresser or under furniture are shown in Henry’s apartment as covered in mounds of dirt and grime, expressing his view of them as more dirty than they actually are. Additionally, the sequences with Mary’s family that show the parents as talkative or overtly sexual are exaggerated forms of their actual character, but represent Henry’s interpretations of their behavior.

These situations, as well as the decrepit industrial wasteland the film is set in, are akin to the landscapes in The Cabinet of Dr. Caligari in that the city of Holstenwall, as imagined by Francis, is cramped and jagged. This expression of claustrophobia and instability in Francis’ mind conveys his status as an asylum inmate just as the piles of dirt in Henry’s apartment convey him as obsessive about cleanliness. Just as Francis’ fear of the asylum director is manifested in the murderous character of Caligari, Henry’s fear of fatherhood and sex is manifested in his disfigured and haunting child. In addition, both films feature a location that serves as an escape for the characters, maintaining the use of expressionism to symbolize escapism. The set design of Jane’s home conveys a sense of solace and tranquility for Francis as a momentary reprieve from the uncomfortable world around him. For Henry Spencer, his place of solace is the inside of his radiator, occupied by a woman that he is notably fond of. As this dreamscape paradise becomes perverted by the presence of his child, the Lady in the Radiator begins to take violent action against their presence, taking away his only source of happiness. As a result of this, Henry kills his child. Like in Eraserhead, Francis takes action to reclaim his paradise by bringing down Dr. Caligari as revenge for Jane’s kidnapping by Cesare, in addition to his murders. Lynch’s Eraserhead prominently features the expressionist style of The Cabinet of Dr. Caligari but differs from its execution by using the loss of Henry’s place of solitude to lay the groundwork for the climax rather than being an additional aspect of it. Though featured primarily in Eraserhead, the theme of recovering something that was once precious is not unique to it. It is also used extensively in the hopeless romance of his penultimate work, Mulholland Dr.

The opening shots of Mulholland Dr. depict a car crash on the titular road with one survivor (Laura Harring), who wanders aimlessly into Los Angeles and breaks into an apartment. The tenant of this apartment, aspiring actress Betty Elms (Naomi Watts), returns to find the survivor there and asks her name. Due to the crash, the survivor has been rendered amnesiac and takes her name from a film poster, posing as Rita Hayworth. Betty decides to help Rita recall her life before the crash by sifting through her purse, which contains a blue key. A sequence of several seemingly-unrelated scenes follow, including a scene in which a director, Adam (Justin Theroux), is urged by mobsters and a mysterious figure named The Cowboy to choose a woman, Camilla Rhodes (Melissa George), for a role he doesn’t believe she fits. During the sequence, there is also a scene of a hitman accidentally killing three of the wrong people. The film cuts back to Betty and Rita eating at a diner where they are served by a woman named Diane, which leads Betty’s memory to a woman named Diane Selwyn. Betty is then shown performing an audition, which is highly praised. She is taken to meet Adam for a role, but he is already determined to cast Camilla. Betty returns to Rita and takes her to Selwyn’s apartment, in which they find her corpse on the bed. The duo return to Betty’s apartment, fall in love, consummate their love, and travel to a nightclub called Club Silencio because of a dream Rita had. In the club, the instruments and the singer are recordings, as stated by the emcee. The song, a Spanish rendition of Roy Orbison’s “Crying,” drives the two to tears and they leave. Betty finds a blue box in her purse, which she opens with Rita’s key. The box falls to the floor, and a sequence of fleeting dreams leads to Diane Selwyn (Naomi Watts) waking up in her bed and leading her life. Diane Selwyn was driven to depression due to her failed romantic relationship with Camilla Rhodes (Laura Harring). She attends a party at Adam’s house, invited by Camilla, in which she has dinner with Camilla, Adam, an unnamed actor (Scott Coffey), and various other actors and actresses. At dinner, Camilla kisses another woman (Melissa George) and smiles at Diane, then kisses Adam. Out of jealousy, Diane hires the hitman from earlier to kill Camilla. She sees the blue key in her apartment and driven mad by hallucinations, kills herself as the singer whispers “silencio.”

Both Mulholland Dr. and The Cabinet of Dr. Caligari prominently feature a sharp contrast between the nature of dream realities and the real world around the main character. In The Cabinet of Dr. Caligari, Francis is shown to be dreaming up a damsel-in-distress story that features himself falling in love with the willing Jane, but that is shown to be nothing more than a fantasy he created around her. The reveal at the end of Mulholland Dr. does the same thing, in effect. At the end of the film, a series of half-real images appear on screen to signify the process of awakening from a deep sleep, followed by the reveal that Betty was a persona created by Diane’s mind to fantasize about a successful romance with Camilla and a successful film career. As she was rendered an amnesiac by the car crash that opens the film, Camilla/Rita becomes the damsel in distress who Diane/Betty must save. When Diane makes the decision to take her own life, the club singer repeats “silencio,” insinuating that like the band and the singer, the persona of Betty was just a performer of a recording, recorded by Diane as a more pleasurable reality. This twist, when executed in The Cabinet of Dr. Caligari, was original for the time and turned the film into a frame story, where the actions in the center of the film are framed as false by the reality of the situation that begin and end the film. Mulholland Dr. does something similar, except the twist is retrospectively made more mysterious by the lack of this plot framing. Its plot is framed on the conclusion end by their real identities, but the film opened with their dream identities, which gives more power to the twist at the end.

By contrast, the manner in which Naomi Watts acts changes drastically when the distinction is made between the two identities, whereas none of the other actors or actresses change behavior. Watts portrays the role of Betty as naïve with a mask-like, carefree manner of speaking and conducting herself. When the film shifts to Watts portraying Diane, however, she does so in a more serious and dramatic fashion: the same way Betty acted in her audition. In The Cabinet of Dr. Caligari, however, it is not Veidt that makes this distinction, but the framing of the character within the story. Francis throughout the film is portrayed as sane and intelligent, determined to bring down Dr. Caligari as the serial killer. When the film shifts to show Francis and his fellow inmates outside of the dreamscape, Francis’ behavior does not change while every other character’s does. This provides an opposite image of what Francis portrayed the story as, lending heavily to the expressionist elements of the film that regard him as insane. Both films follow the same technical plot structure, whereas Mulholland Dr. molds this plot structure to fit the overarching mystery and remove the framing for the twist, which both films share. Prior to the release of Mulholland Dr., Lynch explored the damsel-in-distress storyline in his 1986 film, Blue Velvet, choosing to subvert the viewers’ expectations of the trope and focus instead on a cautionary tale about looking beyond the exterior of American life.

Blue Velvet begins with a series of shots of an idyllic Reagan-era suburb, overlaid with Bobby Vinton’s song of the same name, followed by a shot of an insect colony underground. Jeffrey Beaumont (Kyle MacLachlan) is shown returning to this town from college due to an illness in the family. On the way to visiting his father, he finds a severed ear in a field and takes it to a detective (George Dickerson). Doing so, he encounters the detective’s daughter, Sandy (Laura Dern) who directs him to a suspicious woman who may be attached to the case: Dorothy Vallens (Isabella Rossellini). Beaumont investigates this lead, posing as an exterminator to enter her apartment and stealing a spare key. Jeffrey and Sandy visit her nightclub act, then head to her apartment early so Jeffrey can break in and look around. Jeffrey hides in the closet when Dorothy returns, who discovers him, forces him to undress, and fellates him at knifepoint. He hides in the closet again when they are interrupted by Frank Booth (Dennis Hopper), who kidnapped Dorothy’s husband and son so he could take their place and sexually, emotionally, and physically abuse her. Jeffrey leaves afterward, despite her pleas for him to stay and beat her further. Jeffrey attends another of her performances, at which he sees Frank in the corner. He follows Frank for a few days, taking note of his criminal behavior and reporting it to Sandy before having another sexual encounter with Dorothy in which she forces him to hit her. Frank catches the two together, kidnapping them and taking them to drink Pabst Blue Ribbon where Dorothy’s family is being held before driving them to a lumber yard to sexually assault Dorothy and beat Jeffrey unconscious. The police force Jeffrey to stop his investigation. After a scene in which Sandy and Jeffrey confess their love and are chased down by Sandy’s boyfriend, they find Dorothy beaten and naked on his front lawn, who admits to her affair with Jeffrey, offending Sandy. Jeffrey heads to her apartment while Sandy sends the police there. Jeffrey finds the corpse of Dorothy’s husband and hides in the closet from the pursuing Frank. He emerges and shoots Frank in the head, and the movie ends with Jeffrey and Sandy moving on with their relationship and Dorothy reuniting with her son.

In The Cabinet of Dr. Caligari, the main theme behind the expressionism is a cynical reflection of post-WWI Germany. The film projects a sense of subservience to an authoritarian master, which ultimately leads to the conformist committing a string of horrific crimes. Wiene was dissatisfied with the economy and politics of post-war Germany, critical of the German population’s comfort with tyranny and authoritarian policies. The Cabinet of Dr. Caligari reflects the post-war paranoia through its use of the disfigured and jagged cityscape, reflective also of the main character’s internal battle with his insanity. In Blue Velvet, Lynch translates this ideology to 1980s suburbia, attempting to reveal the self-indulgence and delinquency underlying its idyllic, white-picket-fence exterior as shown in the opening sequence. The contrast of the beautiful suburb with the den of insects living beneath it is symbolic of the plot’s focus on Lynch’s own disillusionment with the pristine exterior of 1980s America. The two share a theme, yet originate from disillusionment with the opposite circumstances. Wiene was afraid of the trends he noticed in post-WWI Germany, critical of what he considered a common desperation for authoritarianism. Like Francis, Wiene saw the future of German public as having followed their own internal narrative of heroism and fallen unaware of the circumstances they are truly in: an asylum led by someone they thought they considered the enemy. Wiene considered this paranoiac complacency dangerous and sought with The Cabinet of Dr. Caligari to make the public aware of this.

With Blue Velvet, Lynch takes the same approach but sought to dispel the American public’s infatuation with aesthetic perfection without minding the problems welling up beneath. Around sixteen minutes into the film, Jeffrey is shown conversing with a blind man before holding up four fingers and asking the man to guess how many he was holding up. The blind man responds correctly, to which Jeffrey responds with astonishment. This single exchange is representative of the theme of the film. The possibilities are that either: the blind man possesses some extrasensory gift, and therefore Jeffrey is awestruck; or that the blind man isn’t blind at all and putting on a show for Jeffrey, hiding the scam and who he truly is. Lynch uses this as a brief comparison to America. He saw the American public as awestruck by the beauty and perceived perfection of Reagan’s America, blindly looking past the sustained corruption and debauchery underlying it. Throughout the film, Lynch cuts between scenes of love and humor and scenes of sadomasochism and violence, displaying the duality he noticed in America. Lynch implores the audience with this film to look beyond the painted houses and the manicured lawns and see not only the criminal intent surrounding them, but the domestic violence and injustices within, symbolized by the relationship between Dorothy and Frank. Both films represent the directors’ wishes to make the public aware of the issues they were noticing occur in their countries, imploring their audiences to change before the underlying problems overtake them. Wiene noticed involuntary complacency, which he believed would lead to another authoritarian government; while Lynch noticed voluntary complacency, which he believed would lead to a perpetuation of corruption and violence. Lynch carries the theme of disillusionment with the 1980s American lifestyle into the 2000s Hollywood lifestyle when he released his currently-declared final film, Inland Empire, partially focusing on the underlying loss of soul beneath the glitz and glamour seen on television.

Lynch opens his most abstract and surreal film, Inland Empire, with a gramophone playing the longest running radio play, overlaying a woman crying on her bed. This woman, the Lost Girl (Karolina Gruszka), is watching Lynch’s 2002 miniseries, Rabbits, which centers on three anthropomorphic rabbits (Naomi Watts, Laura Harring, and Scott Coffey) in a green room speaking in non-sequiturs while canned laughter plays over a haunting score. The film then cuts to Nikki Grace (Laura Dern) being visited by an old woman that insists the film Nikki has been cast in is about a murder rather than romance. She tells of a girl who wanders as if half-born through an alley behind the marketplace to reach a palace. The film introduces Nikki’s costar Devon Berk (Justin Theroux), who plays “Billy,” and the director Kingsley Stewart (Jeremy Irons). The three are shown on their soundstage, discussing the film’s history as a remake, and the murders of the original Polish cast. They are interrupted by a noise, but the origin cannot be found. As Nikki becomes more immersed in her role, the distinction between the film and Nikki’s reality begins to blur, cutting to a scene in which Nikki is shown walking through an alley door and wandering into the soundstage, causing the noise she heard earlier. She flees into the set, finding herself in a suburban home, at which point her life begins to unravel in a sequence of surreal scenes that parallel the life of an unnamed Polish prostitute. Nikki is shown conversing with an unidentified man about a history of sexual and emotional trauma. The woman who plays Devon’s character Billy’s wife is shown speaking to an officer about being hypnotized to kill someone with a screwdriver before being shown with a screwdriver embedded in her abdomen. Throughout these seemingly unconnected scenes, Nikki is shown asking people whether they’ve known her before. A character named The Phantom (Krzysztof Majchrzak) begins to appear frequently, described only as a hypnotist. In the final scenes, Nikki/Sue is shown wandering down Hollywood Boulevard with her fellow prostitutes, noticing her Polish doppelganger across the street. She intends to investigate this woman, but is stabbed by Billy’s wife and left to die among a group of homeless people. Off screen, Kingsley calls for the scene to cut and the camera pans out to reveal the set and to further blur the line between Nikki’s reality and the audience’s. Nikki/Sue stands up, wandering off set into a nearby theater, seeing her movie on screen. A hallway to stage left is illuminated green, and she enters to confront the Phantom. She shoots him and a distorted, bleeding form of her face is superimposed over his. Nikki flees into the room that formerly contained the rabbits before finding the Lost Girl and kissing her, causing herself and the rabbits to fade away. The Lost Girl is shown embracing her family, and the film ends with Nikki at home conversing with a crowd of people, including Laura Harring.

Inland Empire centers on a young actress who accepts a role in a film that has already been filmed, finding herself mirroring the footsteps of the Lost Girl, the previous actress in her role. At the end of the film, Nikki encounters the Phantom and defeats him, at which point an evil form of Nikki is superimposed over his face to represent his identity. With Nikki’s evil defeated, she is able to meet the Lost Girl and free her and the rabbits from their purgatory. On a deeper level still, Nikki does not exist. Nikki is the Lost Girl’s redemptive fantasy self, reliving the same events over again in hopes of saving herself from her past mistakes. As suggested by Nikki’s Polish visitor from early in the film, both Nikki and the Lost Girl wandered half-born in their lives until reaching the end of the film in which redemption is had and the two are able to combine and live the happy life that chronic abuse deprived her of.

One of the most important aspects of the film to note is the television show revolving around the three rabbits. The three rabbits are the focus of a web series that Lynch directed for his own website, which combined a surreal take on 1950s family life and sitcoms with Jean-Paul Sartre’s story, No Exit, the plot of which helps sanitize Inland Empire. In this story, three people find themselves trapped in a room with only each other, each striving to determine what they did to deserve their placement. The room is representative of the afterlife. When Nikki finds herself wandering through the room at the end of the film to meet the Lost Girl, her soul has been lost. Her spirit traverses Purgatory to find the Lost Girl’s trapped soul, redeeming her sins and freeing her to live the happy life she’s always dreamed of. The Lost Girl concludes the film happy, with her husband in a suburban house while Nikki concludes the film surrounded by friends, implying that their time in purgatory has been served and they are now resting peacefully in heaven.

Due to its inconclusive and surreal execution, Inland Empire is open to countless interpretations. Despite this, the film represents the coalescence of Lynch’s various themes over the years, combining the style of Eraserhead with the general plot of Mulholland Dr. and the disillusionment and cynicism of Blue Velvet. In the film, Lynch utilizes expressionist elements to signify that Nikki’s reality is simply a fantasy of the Lost Girl, executed through indistinguishable combinations of histories and events in the Lost Girl’s life that Nikki is noticing to be relived. The mental instability felt by Francis, Henry, and the Lost Girl are expressed in the same way in their three films. All three characters are forced to wander through dark, grimy spaces to represent the true characters’ internal struggles with perceiving reality. The Lost Girl’s abusive past and history with prostitution are unwillingly substituted into the positive and hopeful narrative of Nikki, signifying the repeated poisoning of hope and promise before Nikki reaches her ultimate redemptive conclusion. Like Mulholland Dr. and The Cabinet of Dr. Caligari, Inland Empire focuses on a person living another life, whether real or imaginary, as a form of escapism from the situation they had found themselves in in real life. The asylum inmate Francis imagined himself as a hero investigating a string of murders, the struggling actress Diane Selwyn reimagined herself as a successful actress in a loving relationship with her former flame, and the dead actress Lost Girl reimagined herself as a successful actress that would eventually overcome her demons and free herself from the purgatory she’s found herself in. As in Blue Velvet and The Cabinet of Dr. Caligari, a major theme of Inland Empire is a disillusionment with the world. In Inland Empire, Lynch expresses a disillusionment with dreams of fame, likening it to losing your soul. Wiene uses the theme of insanity to express fears of authoritarian regime taking advantage of the paranoid complacency he saw in Germany at the time. Lynch in Blue Velvet uses the theme of underlying infestation to express his distaste for the obsession with beauty and Reagan-era suburbia while ignoring greater problems within American and the household alike. Lynch in Inland Empire uses death and Sartre’s purgatory to warn against dreaming of Hollywood because as Nikki and the Lost Girl did, actors and actresses can quickly lose their lives and souls to fame. Inland Empire combines the three main elements that Lynch’s previous works shared with The Cabinet of Dr. Caligari and uses them to tell a complex, multifaceted story about the dangers of fame.

Since the release of The Cabinet of Dr. Caligari in 1920 and the subsequent Expressionist Movement, countless films and artworks have sought to capture its essence of instability and introspection. David Lynch did so in many of his works, culminating in his magnum opus, Inland Empire. Though Mulholland Dr. has more in common with The Cabinet of Dr. Caligari in terms of plot structure and character development, Inland Empire combines its various themes and plot structure to tell a strikingly similar story in a more modern, fully-realized expressionist fashion. Though Lynch’s films are less mainstream now than The Cabinet of Dr. Caligari was in its day, Lynch’s impact on both surrealism and expressionism will likely have a similar impact on the future of filmmaking.

Edit: While the analysis of Inland Empire is simplistic, the argument still stands. At base level, the analysis works, but the plot description oversimplifies the film completely. It is simply one of the most complex films ever created, and therefore cannot be explained so easily.

Generational Divide in Japanese Cinema

The contrast between peace and chaos, exemplified particularly by a juxtaposition between elderly and youthful characters, is a common theme in Japanese cinema. Furthermore, the tragedies of Hiroshima and Nagasaki played an important role in dividing the nation between those who experienced the bombs’ fallout and those who were either too young to remember or were born after the bombings. The nuclear bombs and their effect on the development of Japanese society afterward plays an important role in the films of directors Akira Kurosawa and Yasujiro Ozu, who saw the bombings as a national tragedy that would force Japan to turn from its historical values and traditions toward industrialization and the family unit. In his film Kagemusha, Kurosawa likens the bombings to the devastating historical Battle of Nagashino and draws comparisons between pre-war Japan and post-war Japan using the patient, elderly Takeda Shingen and his brash, vengeful son Katsuyori. Ozu also uses an age difference in his film Tokyo Story between the elderly parents and their busy children to show a changing Japan, breaking free of its history and devotion to the traditional family unit.

Kurosawa’s Kagemusha focuses primarily on the division of Japan as a result of the nuclear bomb and forced Westernization after the end of World War II. In the film, Takeda Shingen is a feudal lord killed by a sniper while at war with three other lords: Oda Nobunaga, Tokugawa Ieyasu, and Uesugi Kenshin. His death forces his generals to make the decision to use his political double as a stand-in for him to keep his death a secret; however, his double is a lower-class thief and Shingen’s heir Katsuyori refuses to bow to him. Ultimately the secret is revealed, the double is dethroned, and the vengeful, young Katsuyori leads the Takeda army on a counteroffensive attack against Nobunaga, who had attacked his territory earlier. Nobunaga’s forces, using guns brought by the Portuguese, annihilate Katsuyori’s army and the double dies trying to retrieve the banner flown by Shingen. Written upon this banner is a battle strategy gleaned from Sun Tzu’s The Art of War, which reflects balance in leadership in war. The double, though of a lower class, dies trying to retrieve this lost balance, traditional samurai values, after the catastrophic defeat by a foe using Western weaponry. Katsuyori in his youthful vigor departed from the traditional values of steadiness and balance and through the Battle of Nagashino, Kurosawa evokes the semblance of the nuclear bombings to make the departure from these traditions a poignant experience for the viewer. Kurosawa likens the physical and class division of Japan during the Sengoku period to the age division after the nuclear bombings and uses these moments in time to make the argument that a divided Japan inherently leads to the death of its values, a national tragedy in his eyes.

Similarly to Kagemusha, Tokyo Story focuses primarily on the division between generations after the nuclear bombs destroyed Hiroshima and Nagasaki; however, while Kurosawa accomplished this through battle scenes, Ozu did so through quiet reflection and masked disappointment. Tokyo Story shows two parents visiting their distant children to spend time with them, but their doing so disrupts the children’s busy lives, disappointing both generations. The children sequester their parents upstairs and send them away to a spa before the parents decide to return home. Soon after returning home, the mother dies and the children have to take the time to visit their father for her funeral rituals. The father, exemplifying the stillness of his generation does not cry, but holds in the emotion. Ozu also shows this emotional restraint in his vase sequence from Late Spring, in which he uses graphic matching to cut between a stoic elderly man, a vase, and a young character who fails to contain her tears, comparing their ability to hold in their emotion to an item used for containment. This film relies on generational units more than it does individual characters. The identification of characters reflects interesting individual developments, but focusing on the two primary generations as characters reveals more about Ozu’s intent with the film. The younger generation is closed off, reserving their living space for businesses and limited interaction with each other reflecting a post-war focus on rapid industrialization instead of family units. The shots from within the children’s homes are tight, with little-to-no open space, especially in the upstairs room where they keep their parents locked away until it is convenient to dine with them. On the contrary, the position of the camera within the parents’ house shows the entire house, reflecting openness with each other and with the community around them. Their neighbor occasionally walks past, stopping at their open window to greet them and inquire about their day. The peace of the elderly characters, like in Kagemusha, reflects the adherence to traditional values such as balance and calmness, abandoned by the younger generation that focuses itself on industrialization after the war’s conclusion. While Kagemusha looks at this departure with scorn, Ozu chooses to look at it from the parents’ generation’s perspective: with a still camera and hushed disappointment. He too is disappointed by the younger generation’s abandonment of traditional values, but looks at it from a calmed perspective, espousing the worldview of the elderly parents, his generation.

Akira Kurosawa’s Kagemusha and Yasujiro Ozu’s Tokyo Story focus on similar themes of generational divide after a national tragedy, but do so from two drastically different perspectives. While Kagemusha is a disdainful cautionary tale about the death of a national identity, Tokyo Story reflects a calm acceptance of it. The final shots of both films reflect this in that Kagemusha ends with a dead thief floating on the waves, symbolic of time, trying to hold onto values of balance inscribed upon the banner flown by upper class members of his generation. Tokyo Story ends with the father alone on his balcony looking silently over the sunset, symbolic of the elderly generation watching the sun set on their values and their generation. Both films, whether explicitly or implicitly, use the nuclear bombings as a catalyst for this departure from tradition. The nuclear bombs dropping on Japan and the following industrialization and Westernization often play a primary role in the themes of Japanese film in general, and both of these films accentuate generational division as a juxtaposition between traditional peace and modernized chaos.

Dual Identity in Chinese Film

Chinese history, particularly within the last century, has been filled with change. This change includes the transition in its style of government and the necessary issues that come as a result of that, as well as the resulting culture shock in areas of China such as Taiwan and Hong Kong that have independent cultural identities. This culture shock is reflected in its film, especially notable in Chungking Express and Still Life, by Wong Kar-Wai and Jia Zhangke respectively. Wong’s Chungking Express focuses primarily on Hong Kong as a multicultural melting pot, using the film’s dual-plot structure to comment on Hong Kong’s identity relative to its British colonial past, doing so using particularly the two female leads. In Still Life, Jia Zhangke also draws a parallel between Chinese cultural identities, but in this case this division is drawn between pre and postindustrial Chinese cultural values. In this film, Jia uses the stories of the estranged lovers to represent the Chinese public accepting the inevitable future and reluctantly allowing the past to be erased. Both of these films, made over a decade apart, assess similar themes present in their individual countries using the same dual-plot format, drawing dichotomies between competing elements of their countries’ cultures; between their identities as Chinese and their attempts to Westernize to make their place in the world.

In the first half of Chungking Express we are shown a police officer, despondent and mourning the loss of his lover, May, by buying cans of pineapple that all expire on May 1st, on which day he eats all of them to represent his moving on from her. He meets the woman in the blonde wig, a drug smuggler, and falls in love with her. She kills her boss and shuns her wig, followed by the film showing a woman named Faye, who works at a restaurant. The romance between her and another cop is the focus of the second half, which ends with Faye leaving for California and becoming a flight attendant. Throughout her half of the film, Faye routinely plays California Dreamin’ by The Mamas & The Papas so that she can tune out the monotonous routine of restaurant work and dream of a future beyond her derelict storefront. She fulfills these dreams, moving to America for a year at the end of the film. Mirroring this, as everything in the film is mirrored, is the woman in the blonde wig. She is dating a Caucasian man and wears a blonde wig, to simulate being Western to be in this relationship. When she murders him, she removes the blonde wig and throws it to the ground to represent Hong Kong trying to develop its own distinct identity independent of Western rule. By doing this in particular, not to mention the countless other themes introduced by Wong throughout the film, he is able to introduce the fundamental identity crisis he sees in Hong Kong: between rejecting the years of Western dominance and the struggle to Westernize to remain a part of the world, a part of the toxic relationship. While we are shown a Hong Kong woman rejecting the West and setting off in her own right, we are equally shown a Hong Kong woman idolizing the West and eventually becoming a part of it. We are shown equally a Hong Kong woman restraining her own identity to be with the West, and a Hong Kong woman whose escapist identity relies on her idolatry of the West.

Like Chungking Express, the plot of Still Life is composed of two sequential narratives, but Jia chooses instead to revert back to the first narrative for the end of the film. The first half centers on Han Sanming, who is attempting to find his estranged wife and child after sixteen years, seeing that his old hometown flooded by the Chinese government. The second story focuses on Shen Hong, who is attempting to find her estranged husband. She succeeds in this but walks away from him, stating that she has fallen in love with someone else but never noting who it is. The film then reverts back to Han finding his wife and promising to pay off her debt to reconnect with her, and ends with him departing back to the mines he came from in order to work for the debt money. Intercut through the film are title cards for cigarettes, liquor, tea, and candy. These four items represent a contrast between the modern way of pleasure over necessity, departing from the traditional four household items of fuel, cooking oil, rice, and salt. Primarily, the film is concerned with the flooding of the Three Gorges, a natural icon made nationally famous for its beauty. To that extent, Jia is also highly critical of the Chinese government’s decision to demolish ancient cities in this region in favor of large apartment complexes and the Three Gorges Dam. This erasure of the past is shown in the film as not only the use of its title cards, but in the two protagonists either choosing or being forced to depart from their pasts after spending extensive time seeking to reclaim them. In addition to Jia’s comments on the government’s decisions regarding its history, he is also critical of the way that workers are treated despite the promise of supporting the proletariat masses. When Han finds his wife, he is forced to work in the mines to pay her debt, the last in a string of countless examples of workers being forced to work in dangerous conditions.

Both Chungking Express and Still Life analyze the competing cultures present in Hong Kong and China, respectively, and their impact on the country as a whole. Each film uses a dual-plot structure, mirroring those plots to elucidate different aspects of each country’s culture. In Chungking Express, this is done by contrasting the two female leads; and in Still Life, it is done by contrasting the changing landscape with the past that each estranged lover seeks.

Grave of the Fireflies and the Human Cost of War

Due to the sheer number of casualties of the nuclear bombings in Hiroshima and Nagasaki, Japanese postwar cinema has traditionally focused on the effect of them over time, particularly as related to industrialization and the difference in pre and postwar generations. Films such as Yasujiro Ozu’s Tokyo Story do so passively, its tone reflecting a sense of hushed disappointment in watching the sun setting on their traditions and values in the wake of Western industrialism’s imposition. Other films, like Nobuhiko Obayashi’s House, do so actively, focusing on the bitterness that prewar generations feel against the postwar generations that were not affected by the bombs. In part due to the graphic nature of the source material, the difficulty of filming it, and the budgetary restrictions necessary; this commentary on the tragedy is easiest handled through anime, defying the filmmaking style’s perception as childish. Films such as Isao Takahata’s Grave of the Fireflies present the horrors of war through a lens of grounded realism, presenting a haunting insight into the lives of those that survived both firebombing and nuclear bombing. Daniel Haulman, writing for Air Power History in Winter 2018, states that Americans had developed napalm to use in bomb raids against the Japanese and cites Army Air Forces and US Strategic Bombing Survey statistics, which estimate that 310,000 Japanese were killed, 412,000 were injured, and between 9.2 and 15 million were left homeless (Haulman, 41). Although these numbers are likely true for Kobe, the setting of much of the film, Takahata chooses to avoid focusing on mass casualty, preferring instead to use small-scale tragedies and rapid cuts to black in order to simulate the emotions of those who lived through it, allowing the viewer to widen this feeling to a larger scale, echoed by wide open shots after close-ups on dead characters. Through Grave of the Fireflies, Isao Takahata uses biological realism and by extension rapid editing, such as instantaneous cuts to black or to another scene, after the deaths of the two main characters, Seita and Setsuko, in order to offer a realistic depiction of life during wartime and allow the viewer to interpret this small-scale plot for themselves and widen it to a larger scale rather than imbuing the film with an argument.

Biological realism is crucial to Grave of the Fireflies, as the effects that weapons have on the human body, as well as the body’s process of starvation, are the main vehicles for Takahata’s deliverance of these emotions of shock and loss. Writing in Animating Film Theory, Marc Steinberg references Otsuka Eiji’s Three Realisms, defining biological realism as a “fleshly, physical body that can bleed, die, and have sexual relations,” (Steinberg, 291). When characters die in such a biologically realistic manner, the characters around them are forced to come to terms with it quickly. While airplanes drop firebombs, those below must flee from cover to cover in order to survive. If they remain sedentary, they are killed gruesomely. Due to this, then, those that witness the deaths of their loved ones are forced to cope with them quickly and move on in order to survive. When Setsuko dies toward the end of the film, the camera jarringly cuts to a black screen, and Seita in voiceover states that she never woke back up. The film then cuts to Seita preparing his sister’s body for cremation. In this particular exchange, the loss of Setsuko, a toddler, who much of this film has been focused on is brushed past. The viewers, like those who witnessed loss firsthand, move past the death and cannot adequately cope with the countless emotions attached to it. This allows the film to exercise precision in its handling of the subject material, using the single example of the tragedy of Seita and Setsuko in order to expand the viewers’ understanding of the events to the macro-level, to understand that this tragedy is felt by countless people across Japan. Writing for Film Comment, Violet Lucca interprets this aspect of the film, stating that it “explores the cruelty of human behavior at macro and micro levels” and “encourages children to look at their own behavior and make choices that are for the greater good rather than themselves” (Lucca, 47). Human behavior is not as cut-and-dry as “good” or “bad.” Takahata, therefore, never makes macro-level arguments based on the firebombing, allowing the biological realism of the characters’ deaths to give insight so that the audience can make these arguments with more knowledge of the emotional aspects of these events.

Grave of the Fireflies, though entirely groundbreaking in its handling of the topic in anime, is not unique in its commentary. In regards to its contemporaries in the industry, this film was released as a double feature, playing after another Studio Ghibli film, My Neighbor Totoro, in theaters. Unsuspecting viewers would conclude the latter and next be presented with the scathing heartbreak of Grave of the Fireflies, unexpected in a genre traditionally underestimated in terms of its ability to handle mature themes. Although this juxtaposition between childhood ecstasy and childhood agony–as well as between expectations of anime and the reality presented by Takahata–deepens the impact of the film’s imagery, it managed still to open to universal acclaim. The topic of life and death during wartime is addressed in countless other Japanese films, including a wide variety of anime. For example, Hayao Miyazaki’s Princess Mononoke, among other themes, addresses the impact of nuclear weaponry on the environment using the vengeful spirit of nature–killed by a gun, traditionally symbolic of nuclear weapons–decimates a major city, making it necessary to rebuild the city and its economy in a model that would all but erase the former identity of it. In Katsuhiro Otomo’s Akira, released exactly three months after Grave of the Fireflies, two separate young generations are irradiated and mutated by an explosion, which subjects them to tortures beyond their physical disrepair. Countless other anime feature large monsters, turned into such by radiation, or other allegories to the bombings. At the time, however, the methods that Grave of the Fireflies uses, namely biological realism and a rapid pace, were relatively new to the genre. Additionally, anime had not frequently featured allegories for the bombings. Anime such as Osamu Tezuka’s Astro Boy featured the misuse of powerful technology while Miyazaki’s Nausicaä of the Valley of the Wind focused on themes that he further elaborated on in Princess Mononoke, but a treatment of such themes in an Italian neorealism-inspired extent had either been done rarely, or not done at all.

Within the context of history, this film takes place during the Allied firebombing raids, though the tragedy and insurmountable loss due to this event can easily be likened that that of Hiroshima and Nagasaki. Examples of this feeling of loss shown through biological realism would be their mother’s death to napalm, showing in bloody detail the effect that it has on the body, or Setsuko’s realistic death to starvation. For the Western viewer, these deaths and the staggering overall body count are sorrowful; however, as mentioned, Seita and countless others were forced to move on from them rather quickly in order to survive. In a journal devoted to World War II, Mark Grimsley increases the specificity of this tragedy by comparing the film to the original short story of the same title, stating that “Seita is the brother [Akiyuki] Nosaka wishes he could have been. And his story is an elegy for a specific infant sister, lost long ago” (Grimsley, 75). By incorporating the viewers into the emotions felt by Nosaka over the loss of his sister to starvation, Takahata provides an emotional basis for understanding the national emotion felt after the conclusion of the Second World War: overwhelming sorrow.

In Grave of the Fireflies, Takahata provides detailed insight into the emotional trauma that the bomb raids caused in Japan for generations. Although this is the case, Takahata never makes an outright statement of his ideology. Robin Wood wrote about auteur theory in Film Comment stating that, to paraphrase, due to an auteur’s influence on the creative process of a film, that film is either directly or indirectly imbued with that filmmaker’s socio-cultural ideology (Wood, 46-51). In the case of Grave of the Fireflies, Takahata indirectly incorporates the Japanese cultural ideology that defines its devastation during World War II as insurmountable tragedy, and one that would stunt the nation by killing a generation. He does this not only through his emphasis on the realism of how human bodies react to external and internal stimuli, but through his style of editing that cuts away from tragedy to reflect that necessity during wartime. This provides an understanding of the damaged cultural development of postwar Japan in the eyes of many filmmakers, and provides insight into the rapid coping process for those who survived.

Works Cited


Grimsley, Mark. “Elegy for the Lost.” World War II, vol. 31, no. 6, Mar. 2017, pp. 74–76. EBSCOhost, search.ebscohost.com/login.aspx?direct=true&AuthType=ip,shib&db=a9h&AN=120951128&site=ehost-live&scope=site.
Haulman, Daniel L. “Firebombing Air Raids on Cities at Night.” Air Power History, vol. 65, no. 4, Winter 2018, pp. 37–42. EBSCOhost, search.ebscohost.com/login.aspx?direct=true&AuthType=ip,shib&db=a9h&AN=134235215&site=ehost-live&scope=site.
Lucca, Violet. “Worldly Wise.” Film Comment, vol. 54, no. 4, July 2018, pp. 44–47. EBSCOhost, search.ebscohost.com/login.aspx?direct=true&AuthType=ip,shib&db=a9h&AN=130344584&site=ehost-live&scope=site.
Miyazaki, Hayao, director. Nausicaä of the Valley of the Wind. Studio Ghibli Inc., 1984.
Miyazaki, Hayao, director. Princess Mononoke. Studio Ghibli Inc., 1997.
Obayashi, Nobuhiko, director. House. Toho Co. Ltd., 1977.
Otomo, Katsuhiro, director. Akira. Toho Co. Ltd., 1988.
Ozu, Yasujiro, director. Tokyo Story. Shochiku Co. Ltd., 1953.
Steinberg, Marc. Animating Film Theory. Edited by Karen Redrobe Beckman, Duke University Press, 2014.
Takahata, Isao, director. Grave of the Fireflies. Studio Ghibli Inc., 1988.
Tezuka, Osamu. Astro Boy, Season 1, episode 1, 1963.
Wood, Robin. “Ideology, Genre, Auteur.” Film Comment, vol. 13, no. 1, 1977, pp. 46–51. JSTOR, http://www.jstor.org/stable/43451300.

Visual Metaphor in Woman in the Dunes

The Japanese New Wave began in 1956 with Ko Nakahira’s Crazed Fruit and ended in 1976 with Nagisa Oshima’s In the Realm of the Senses. This movement was marked with a general aversion to Japanese tradition and served to not only upend it in favor of newer customs, but upend the Japanese film industry’s conventions. This movement featured a wide variety of auteurs influencing global film, including Shohei Imamura or Seijun Suzuki, but was epitomized by the work of Hiroshi Teshigahara. Teshigahara directed three of the most prominent New Wave films, including the foremost film, Woman in the Dunes. This film focuses primarily on Teshigahara’s perception of Japanese wealth inequality using visual metaphor, such as the pit and insects, to represent it in an easily understandable fashion.

The two inhabitants of the pit in this film represent a literalized lower class, struggling to work hard enough to prevent their own death, though they know not what will come of their labor. As shown, the pit is inescapable. Early in the film, Junpei is shown attempting to climb out of the pit, but the constantly flowing sand pushes him back inward. It is this perpetual flow that requires the pit’s inhabitants to shovel every day, as it had collapsed on the eponymous woman’s family years prior. In addition, those that live in the village above the pit prosper from the labor of Junpei and the nameless woman, and exploit them both economically and sociologically. Economically, although the villagers also live in the expansive desert and could shovel sand for themselves, the labor is reserved for those that would die if they didn’t shovel. Sociologically, the villagers are shown urging Junpei to rape the woman for their entertainment in exchange for him being allowed to see the ocean, because they have total control over the world around them. This exploitation is the foundation of this film, representing the class divide that Teshigahara saw in Japan, and the various ails that the upper class imposes on the lower class.

In this film and countless others, such as Isao Takahata’s Grave of the Fireflies, insects represent human life. As a visual metaphor, insects represent a way to scale down human behavior in order to better understand it. In Grave of the Fireflies, ants carrying food from hole to hole represent those attempting to survive Allied firebombing. In Woman in the Dunes, Junpei is an entomologist studying insects that manage to survive in the desert against all odds. This was done as a way to transition the viewer into becoming, effectively, an entomologist studying the two humans living in the pit as though they were insects, again surviving against all odds. This provides the viewers a means to easier understand the complex metaphor for social inequality that the film presents. His discovery of the beetles in the inhospitable dunes is abnormal, and the viewer would not understand how life can be sustained in the desert. Soon after, he is taken to the house in the pit and the viewer asks the same question, this time answered by the narrative from that point on.

Through Woman in the Dunes, Teshigahara elucidates Japanese wealth inequality using primarily the image of insects and the pit. Due to this, this film represents the epitome of the Japanese New Wave, as it heavily focused on using techniques that would later be prominent in arthouse film around the globe. On the surface, this film features a bleak outlook on life, viewing it as a hopeless struggle to survive with limited upward mobility; however, it is a haunting commentary on the direct or indirect impacts of wealth inequality in general, but specifically in the case of Japan.

Violence Begets Violence: Princess Mononoke

Story (Spoilers!)

Princess Mononoke opens with the main character, Ashitaka, killing a boar demon before it destroys his village, becoming cursed in the process. Because of this, his tribe tasks him to venture to the far west to seek a cure. On his journey, he meets an ominous monk, Jigo, who informs him of the
Great Forest Spirit who can cure his curse. Leaving Jigo, he finds Irontown, a city run by Lady Eboshi, built on the trade of iron mined from the deforested mountains it’s surrounded by. At night, wolves and a girl that commands them, San, attack the city to kill Eboshi for her relentless savagery against the forest and the animals that live in it. Ashitaka stops the fight between them, carrying the unconscious San out of the city before being shot from behind, killing him later. Eboshi is actively engaged in war with a tribe of boars, led by Okkoto, and samurai, led by Lord Asano. Eboshi wants to behead the Great Forest Spirit and trade it to the Emperor in return for protection from Asano, with help from Jigo. Ashitaka is resurrected by the Great Forest Spirit, finds Irontown besieged by Asano, and heads out to warn Eboshi. The boars are killed in battle and the samurai wear their skins, following San and the dying Okkoto to the pool of the Great Forest Spirit. Okkoto succumbs to his wounds, becoming a demon and taking San with him. Moro, the wolf god, intervenes on the behalf of San and Ashitaka saves her before the Great Forest Spirit takes the lives of the dying gods. Eboshi manages to behead the Spirit, which responds by destroying the landscape in search of its head. Ashitaka and San retrieve the head, return it to the Spirit, and the land is restored to its former glory, from before humanity savaged it.

My Review (Also spoilers?)

Violence begets violence. That is Ashitaka’s curse. Through his journey to the west, Ashitaka encounters nothing but violence for the sake of greed or carelessness. As he does so, his curse grows more powerful, reflecting the growth of his hatred for those who destroy nature for personal gain. And as violence is infectious, seen in vivid gory detail in this film, as is peace. Martin Luther King Jr. knew this when he wrote in Where Do We Go from Here: Chaos or Community?, “The ultimate weakness of violence is that it is a descending spiral begetting the very thing it seeks to destroy, instead of diminishing evil, it multiplies it […] In fact, violence merely increases hate. Returning violence for violence multiplies violence, adding deeper darkness to a night already devoid of stars. Darkness cannot drive out darkness; only light can do that. Hate cannot drive out hate; only love can do that” (King, 67). Mankind throughout the film multiplies violence against itself. War is not simply man vs. man. War devastates cultures, civilizations, populations, but this film–and The Thin Red Line from Terrence Malick–argues that war primarily devastates nature. War is between man and nature. The development of the gun, traditionally used in Japanese cinema as a metaphor for the atomic bomb, reflects man’s ultimate power, and the closest it has come to using a weapon to devastate a planet. Eboshi kills the Forest Spirit, nature, with a gun (or the atomic bomb), leading to nature striking back and annihilating the world. As violence begets violence, often peace begets peace. Ashitaka ends the conflict and restores the earth to its former beauty by committing a climactic act of peace rather than violence.

In conclusion, Princess Mononoke is a cautionary tale about the war we wage with the planet every day. Greed and vengeance are not worth the death of all that is beautiful in the world. Peace with each other and peace with nature are the only way to survive, and this film argues this point beautifully. It doesn’t overstay its welcome. It doesn’t pound home its point. Like the Great Forest Spirit, it makes its point with grace and carries on, and I am grateful to have saved this film for the opener to my student-directed project, and my rating for it is not given lightly.

9/10

Negative Space as Narrative: Kiki’s Delivery Service

Story (Spoilers!)

Kiki’s Delivery Service opens with Kiki rushing to tell her parents that she would be leaving that night on a full moon to pursue her year of independent study and become a witch with her sarcastic cat, Jiji. She takes up her broomstick and sets off into the night to find a town to stay in, but is grounded by the rain. She sleeps in a boxcar, which heads into the town of Koriko where she meets Tombo, a boy who is obsessed with her ability to fly, and Osono, the woman whose bakery she lives in. Osono offers her an attic room, where she stays to help Osono with her bakery and begin her own flying delivery service. On her first delivery, she drops a black cat doll and Jiji has to pose as the doll until she retrieves it from a painter, Ursula, and exchanges the doll for her cat. Caught up in another delivery, Kiki misses a party she was invited to by Tombo and falls ill from extensive exposure to cold and rain. She wakes up and is tricked by Osono into delivering a package to Tombo, whom she apologizes to. He takes her to his newest project, a bicycle with a propeller attached to the front. They ride to the beach, but fly over a guardrail and wreck the bike. Tombo meets some of his friends and Kiki is intimidated, rushing back to her attic room to find that she’s losing her witch’s powers and the ability to understand Jiji’s speaking. Depressed and alone, Kiki suspends her business and spends the night with Ursula and realizes that she has a form of writer’s block until she can find a new purpose. That purpose is found when Tombo is carried away by a loose blimp. She steals a man’s broom and takes off, saving Tombo’s life, regaining her happiness and her flight.

My Review (Minor Spoilers)

Kiki’s Delivery Service is a coming-of-age story where the goal is to reverse the coming of age. Kiki has a delivery job that she loves, literally soaring above the monotony of life in the city below. She is able to be herself and enjoy life with her best friend Jiji and practice her powers at her job. But she soon grows tired of her job and her ability to be happy outside of it crumbles. She is growing up and her ability to appreciate herself and derive pleasure from what used to make her happy suffers for it. While at Ursula’s cabin the second time, she expresses her distaste for her looks, reflecting the fact that her powers and her self-esteem declined at roughly the same time, possibly directly related. As she sees that her friend Tombo is in danger and the only way to save him is to use the thing that made her happy and independent in the first place, forcing her to believe in herself to save him.

Miyazaki as Auteur

I have noticed that one of the major Miyazaki storytelling fingerprints was present in this film, in that the primary antagonist of the film was the main character’s ennui and self-doubt. It was present in Whisper of the Heart with Shizuku losing faith in her ability to write, even though it was what allowed her to rise above everyday life in the writing sequence. It was present in Princess Mononoke with Ashitaka’s arm growing as he experienced more and more hate along his journey. It wasn’t as present in Spirited Away, as that film had more abstract and pressing thematic matters to attend to. In Howl’s Moving Castle, it was Howl’s decomposition into fully being a demon as he experiences more and more war outside of the black exit to his castle. I don’t remember it being in Nausicaä of the Valley of the Wind, but it’s been a while since I’ve seen it. In addition, this film is about the Miyazaki fingerprint of characters rising above life. Kiki rides her broom above the clouds, high above adult life. Shizuku does the same thing, Nausicaä rides a glider above the clouds, Howl has wings, etc.

In addition to those, the most significant aspect of Miyazaki as an auteur is his use of negative space, both in scene-setting and pacing. In an interview with Roger Ebert after the release of Spirited Away, he elaborated on his film-making style and used clapping to describe ma, or nothingness, as the space between his individual claps. He believed that having breathing room in his films was critical to capturing the viewership of children. He didn’t believe that they wanted nonstop action and chaos, but rather an attention to the way they see the world: with wonderment and awe. There is an indescribable air to any film he is attached to. They aren’t slow or boring, but they are intentionally spacious in both setting and pacing. Entire scenes of wide open spaces with a breeze blowing the characters’ clothes and the grass they’re laying on is the primary way he conveys this. It’s a time to relax and just absorb the levity of the film rather than the action.

Conclusion and Rating

While maintaining the standard for Ghibli, this film does little to move beyond it. This film embodies ma as a narrative technique, putting the viewer in the same state of mind as the child main character, using the pacing to do so. It’s a film about rising above life free of restrictions based on any characteristic of Kiki’s, something that would be perfect for children to learn from. The voice acting was fine even though the audio quality of some of the voices, especially Kiki’s, was abysmal. Everything in the film was fine, but unfortunately nothing really stood out other than the gracefulness with which it was told. It isn’t a bad film but it’s not the best I’ve seen from Ghibli.

6/10

Simulacra and Simulation: Paprika

Story (Spoilers!)

At some point in the near future, a device called the DC Mini has been invented to allow someone to view their own dreams, or another person’s. The main character, Atsuko Chiba, uses this machine illegally for psychotherapy outside of the clinic, enforcing secrecy surrounding this practice. While in others’ dreams, she uses a confident, more outgoing persona called Paprika, truer to who she wants to be. Detective Konakawa, one of her patients, has a recurring incomplete dream most importantly consisting of him chasing down a suspect and seeing a dead body perpetually falling on the floor. The inventor of this device, a hulking man-child named Kosaku Tokita, notes that the device has been stolen and he hasn’t programmed in access functions to restrict who enters dreams, allowing the person that stole them to access anyone’s dreams. The chief of the department, Torataro Shima, is hacked, essentially, which sends him flying out the window and into a coma. Chiba examines his dream, finding a surreal parade of half-living objects and Tokita’s assistant Himuro. Tokita invades Himuro’s dream and is taken by the parade. Investigating Himuro’s dream, Paprika and Shima find that Himuro was a shell used by the chairman of the company and Doctor Osanai who want to protect the sanctity of dreams from prying eyes. Within the dream, Paprika is taken by Osanai, her skin is peeled off to reveal Chiba underneath, and the Chairman interrupts his sexual assault to return his focus to killing Chiba. Konakawa enters this dream from within his own dream, chasing Osanai through his dream and finishing it at last, killing Osanai both in the dream and in reality. This merges dreams and reality, and the parade begins destroying the city. Tokita, as a giant robot, eats Chiba and Paprika, merging the two and killing the giant, omnipotent dream form of the Chairman.

My Review (Minor Spoilers)

The similarities between this film and Inception, which came out four years later, are noticeable. But more importantly, the similarities between this film and The Matrix are the foundation upon which this film is built. Both films take a metaphysical interpretation of Jean Baudrillard’s Simulacra and Simulation (which Neo can be seen reading at the beginning of The Matrix). This book primarily focuses on society’s relationship with symbols. Simulacra are copies of something that no longer have an original, while simulation is an imitation of real-world processes. The relationship between these two, and the nature of reality of both of them, is called into question by Baudrillard. Rather than splitting reality between the dreams of humanity in the form of the Matrix and the apocalyptic reality, Paprika splits reality between dreams of innermost desires and reality, or in the context of Baudrillard, imitations of the conscious self within dreams and the greater imitation of the subconscious self in reality. This is a film about self-acceptance and being true to oneself. Acceptance of past mistakes and working past them is the purpose of Konakawa’s character, who can’t forgive himself for chasing a dream and falling flat (literally, in context). He completes his dream and comes to terms with it, killing a major character and allowing Chiba to be truer to herself. Chiba merges with Paprika, accepting who she is and breaking down the barriers to love and identity that she had built up. This film argues that ourselves in our dreams reflect our innermost desires for who we want to be and what we desire, be it retribution or confidence, expanding on this and arguing that we should accept what our subconscious wants as what we want and come to terms with who we are rather than running from it.

In conclusion, I loved this film. This was an absolute trip to watch, especially the effect that the combination between 3D CGI and 2D characters had. The dream sequences are magnificently surreal and the message that this film has fits that surreal vibe perfectly, as it did in The Matrix and Inception. By no means is it a masterpiece, but it is quite a good film and I would recommend it to anyone, though it is at times hard to follow.

7/10

Flexible Identity: Ghost in the Shell, 2.0, and 2017

Original/2.0 Story (Spoilers!)

The films all open with Major perched on a ledge preparing to conduct a raid. She drops off the ledge and proceeds to assassinate a foreign dignitary to prevent a programmer from defecting. Chasing a hacker called Puppet Master, Major and her team follow a garbage man who has been using one of his programs to spy on his presumably cheating wife. Major’s team also catches the man providing this program, finding that both he and the garbage man are shells that have been “ghost-hacked” by the Puppet Master. The major manufacturer of shells, or replicated bodies, is hacked and assembles a ghost for the Puppet Master to inhabit but is hit by a truck during its escape, landing it in the hands of Security Section 9, Major’s unit. The Puppet Master talks to the group through this body about his status as a sentient being and the body is stolen by a camouflaged agent. Investigating this, the group finds that the programmer that was trying to defect is tied to a project that the Puppet Master mentioned, concluding that Section 6 created the Puppet Master for its own reasons. Major follows the car carrying the stolen body and finds it guarded by a tank, which almost kills her. She merges with the Puppet Master due to a mutual dysphoria, gaining all of his abilities in the process. To cover up the project that Puppet Master was established as a part of, Section 6 snipers destroy the Puppet Master’s brain and attempt to destroy Major’s, but her partner Batou protects her and gives her a new body. She informs him that she is now a combination of Major and the Puppet Master and leaves.

2017 Remake Story (Also Spoilers!)

As noted, this film begins with Major perched on a rooftop. She dives off and stops a terrorist attack on a business conference, killing a robotic geisha. She finds out that this geisha was hacked by an entity named Kuze, this version’s Puppet Master. she dives into its AI and is nearly hacked in the process, but is able to trace the hacker to a yakuza nightclub. Major and her partner Batou walk into the trap, which claims Batou’s eyes and most of Major’s body. Kuze kills one of Section 9’s consultants, and has done so several times before, and conclude that the doctor who designs the new bodies, Dr. Ouelet, is the next target. An attempt is made on her life, but is thwarted by Batou and the Major. Kuze leads them to his location, where they find a large group of humans whose brains are connected to form a network. Kuze captures the Major and reveals that he was the result of the previous attempt to create what essentially became her, freeing her and telling her to question her memories afterward. Ouelet is ordered to kill Major after it is revealed that she knows about the previous test subjects, but frees her instead and is killed because of it. She follows an address that Ouelet gave her and finds her mother, then follows her memories to the place where she was last seen before Section 9 made her a cyborg, meeting Kuze and bonding over having grown up as anti-cyborg radicals. Cutter, the CEO of the company that makes shells, deploys a tank to kill the two of them, nearly succeeding. On his deathbed, Kuze offers to merge their spirits but Major declines. Kuze is killed by a sniper, Major is rescued, Cutter is executed, and Major reconnects with her mother.

My Review (Minor Spoilers)

First and foremost, the themes of the original version are taken directly from 2001: A Space Odyssey. This isn’t speculation; its conclusion is directly referenced in the final scene of the original version. Additionally, this film’s influence on the larger scope of film as a medium is clear, especially evident in the case of The Matrix, which takes most of its aesthetic choices from it, as well as the idea of plugging into one’s consciousness through a port in the back of the neck. These films serve to question human identity, and what it means to even be human. Especially in the remake, debating whether Major is human is a primary plot point. She has a human brain, but the rest of her body is cyborg. She retains false memories, but can still connect to her real memories later in the film when her false memories are questioned. So, are our identities formed through memory? And are these identities tangible souls? In the remake, the Major’s name is originally Mira Killian but changes it back to Motoko Kusanagi when she realizes who she is; whereas in the original version, she is always Kusanagi. This is a common theme in science fiction, however, and these themes are more well-developed in the remake than they are in the original.

On the other hand, the original version has more obvious influence from 2001, taking its themes primarily from HAL 9000’s quest to attain higher consciousness and Bowman’s eventual attainment of it. There is a shot toward the end where gunfire rips through a wall with Latin inscriptions on it, stopping just before it reaches “hominis,” asserting that the eventual transcendence is not a destruction of what it means to be human, nor are the robotic aspects of their daily lives because humanity is more than a physical form. The ending of the original highly suggests that Kusanagi has attained a higher level of oneness with the universe and her place within it. She concludes the film by walking out of Batou’s house and stating “where does the newborn go from here?” The conclusion of 2001 is a shot of Bowman, who has evolved beyond manhood and become a giant space fetus floating above the earth, representing a new beginning and a fledgling stage of humanity. Kusanagi’s new body, that of a child, has the same symbol attached to it. She has attained, through spoiler means, enlightenment and becoming more than human.

Despite these themes, however, all versions of this film struggle. The original version is dragged down by a relentless info-dump through stilted voice acting and pretentious, pseudo-intellectual rambling. The dialogue is godawful throughout, except for a handful of cases where it is quite poetic and hearkens back to a fundamental distrust of the self. This version, however, hardly touches on any real philosophical material, and when it does it’s fairly weak. It’s enjoyable enough and expresses sound philosophical thought, though the execution of it is shaky at best. There are quite a few instances where symbolism is made prevalent, and this symbolism is often genius. Version 2.0, however, is unwatchable. It’s a version of the film with “updated graphics,” which are random lighting changes and horrid 3-D renderings of anything that looked better flat. There is one single sequence in 2.0 that is an actual improvement, and it is the angel sequence toward the end. The graphics are actually updated and they’re far more beautiful than the original. It is the only thing that I wish was just in the original rather than the waste-of-time update.

The remake is a tasteless hack job of the original and it makes me sick to think about what it did to the theories behind the original. As I’ve mentioned in my Princess Mononoke review, guns or explosions in Japanese film tend to represent the atomic bomb, especially when they cause a change in generations, people, warfare, etc. In the case of the remake, it is insinuated that Major’s identity crisis is the same crisis felt by Japan after the bomb dropped, forcing it into Westernization, industrialization, and a departure from traditional Japanese values. In this version, a clearly Japanese child actor playing young Motoko (not really a spoiler) was destroyed in a “tragic accident” and reformed by the French Doctor Ouelet (played by Juliette Binoche, one of my favorite actors) into the controversially non-Japanese Scarlett Johansson. This reflects the Westernizing of Japan after the bomb destroyed the essence of Japan, and explains her mother’s inability to recognize her. This was a rightfully controversial decision, though, because the way in which director Rupert Sanders demolished everything thoughtful about the original convinced me that no thought for themes crossed his mind. There is next to no time with young Motoko, especially not enough to justify the decision to make her adult form white. If there was a thematic reason, it should’ve been made clear. In addition, he turned an anime with philosophical material into a high budget, run-of-the-mill shooter with only whispers of anything deeper than a kiddie pool. I have to think that the casting of a white actress to portray a Westernized Japan has to be intentional, but considering how barbaric this version is, it’s not terribly likely.

Original/2.0: 4/10

Remake: 3/10

Recommendation!

It’s my first recommendation. Since these movies are less than 5/10 in my opinion, I’m going to recommend one to watch in their place. Just watch Dark City instead. It’s a criminally underrated sci-fi noir about memory and its relation to identity. Unlike Ghost in the Shell, it actually expands on the themes of identity hinging upon memory by making it a crime thriller in which a character committed murder. The catch is, memories in Dark City are entirely artificial and are changed every night at midnight. So his guilt is contingent upon whether he always maintains the same identity regardless of the memories implanted within it, or whether his memories change who he fundamentally is on a day-to-day basis. It’s great. Check it out instead.